News Centre

Goldman Sachs Supports Listed FX Business At Eurex

Date 11/09/2023

• Goldman Sachs supporting listed FX as Clearing Member and Liquidity Provider
• Major milestone for Eurex’s FX liquidity hub 

Online Trading Pioneer Directa Joins Spectrum Markets As Newest Member

Date 11/09/2023

• Italian broker represents over 61,000 retail investors and €3.5bn of assets under custody
• Marks significant milestone in Spectrum’s European growth plans
• Interest from financial institutions in retail investor community continues to grow

TP ICAP’s eRepo Order Book Hits New Record:£100bn Volume Traded In One Day

Date 11/09/2023

TP ICAP Group plc (TP ICAP), a world-leading provider of market infrastructure, today announced a record trading day on its eRepo order book. On 7 September 2023, the platform reported £100bn of volume traded in one day.

Shenzhen Stock Exchange Launches The “Sunshine Regulation And Transparent Services” Column On The Official Website To Achieve More Convenient Inquiry, More User-Friendly Display And More Accurate Classification

Date 11/09/2023

On September 9, the column of “Sunshine Regulation and Transparent Services” was officially launched on the homepage of the official website of SZSE, providing a “one-stop” centralized display of the lists of self-disciplinary regulation matters and market service matters of SZSE. Meanwhile, 39 commonly used service guides for market entities were updated and released. Compared with the original one, the new column features more convenient inquiry, more user-friendly display and more accurate classification. This is another important measure for SZSE to further implement the requirements on the reform of “streamlining administration, delegating power, and improving services” and the regulatory transformation and carry out in depth the campaign of “Three Transparents and Two Improvements” to effectively improve the work style and optimize services for the continuous advance of building a transparent exchange.

Circular On Self-Regulatory Measures Taken By CFFEX In August 2023

Date 11/09/2023

To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in August 2023.

Publication Of JPX Working Paper, Vol.41 "Origins Of The Tokyo Stock Exchange: Path Dependence Of Trading Systems"

Date 11/09/2023

Japan Exchange Group, Inc. (JPX) today published JPX Working Paper, Vol.41 "Origins of the Tokyo Stock Exchange: Path Dependence of Trading Systems".
* This Japanese version was released on May 9, 2023.

Hong Kong Securities And Futures Commission Revokes Axial Capital Management Limited’s Licence And Suspends Its Responsible Officer For Five Years

Date 11/09/2023

The Securities and Futures Commission (SFC) has revoked the licence of Axial Capital Management Limited (Axial) for repeated failures to comply with the Securities and Futures (Financial Resources) Rules (FRR), the Securities and Futures Ordinance (SFO) and the Code of Conduct.

JPX Market Innovation & Research: Alliance Of The Shareholders Agreement About The Establishment Of "Progmat, Inc" For "National Infrastructure" Construction In The Digital Asset Market

Date 11/09/2023

Mitsubishi UFJ Trust and Banking Corporation, Mizuho Trust & Banking Co., Ltd., Sumitomo Mitsui Trust Bank, Limited, Sumitomo Mitsui Financial Group, Inc., SBI PTS Holdings, Co., Ltd., JPX Market Innovation & Research, Inc., NTT DATA Japan Corporation, and Datachain, Inc. today have agreed to alliance of the shareholders agreement about the establishment of "Progmat, Inc".

Bursa Malaysia Derivatives Launches The Futures Trading Apprenticeship Programme To Nurture Next-Generation Derivatives Traders

Date 11/09/2023

Bursa Malaysia Derivatives Berhad (“Bursa Malaysia Derivatives” or “the Exchange”) has launched the Futures Trading Apprenticeship Programme (“FTAP”), an immersive educational initiative designed to nurture and equip aspiring traders to master foundational skills needed to succeed as full-time derivatives traders.

Remarks To The 2023 NASAA Fall Annual Meeting – Modernizing Investor Protection For The Digital Age, SEC Commissioner Mark T. Uyeda, San Diego, CA, Sept. 10, 2023

Date 10/09/2023

Good afternoon and thank you to the North American Securities Administrators Association (“NASAA”) for inviting me to be a part of this year’s meeting.[1] Returning to San Diego brings back a lot of memories. NASAA held its Fall Meeting in San Diego in September 2006, which was the final NASAA event that I attended as a California state securities regulator before joining the SEC the following month. The highlights of that 2006 event were remarks from future SEC chair and then-NASD chair Mary Schapiro, as well as from two legendary state securities regulators, outgoing NASAA president Patty Struck of Wisconsin and incoming NASAA president Joseph Borg of Alabama. So Andrew [Hartnett of Iowa, NASAA president] and Claire [McHenry of Nebraska, NASAA president-elect], you are both part of that distinguished group of NASAA leaders.