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  • SIFMA Supports MSRB As Sole Repository For Continuing Disclosure Documents

    Date 23/09/2008

    In two comment letters filed with the Securities and Exchange Commission (SEC), the Securities Industry and Financial Markets Association (SIFMA) expressed its support for establishing a continuing disclosure service in connection with the Municipal Securities Rulemaking Board’s (MSRB) Electronic Municipal Market Access (EMMA) system. Under SEC’s proposal, the MSRB would act as the sole repository to receive required continuing disclosure documents from municipal issuers, which would be poste

  • FESE Response To CESR's Call For Evidence On Regulatory Arrangements For Post-Trading Infrastructures

    Date 23/09/2008

    FESE welcomes the opportunity given to the industry to contribute to the identification of differences in post-trading regulatory arrangements across Europe. FESE believes this is an important step toward improving the efficiency of cross-border trading in Europe.

  • CCOutreach National Seminar To Help Enhance Compliance Programs For Protection Of Investors

    Date 23/09/2008

    The Securities and Exchange Commission today announced that chief compliance officers (CCOs) for mutual fund and investment advisers can begin registering for the agency's annual CCOutreach National Seminar to help them further enhance their compliance programs for the protection of investors.

  • KCBT Wheat Daily Price Limit For Trade Date September 24, 2008 At 60 Cents

    Date 23/09/2008

    Price limits for KCBT hard red winter wheat futures are at 60 cents for trade date September 24, 2008 (effective with the September 23 evening session).

  • Participants Set New Volume Record On CanDeal - Weekly Traded Volume Hits New High

    Date 23/09/2008

    CanDeal, the leading online marketplace for Canadian debt securities, today announced a new record for weekly traded volumes and inquiries. For the week ending September 19, 2008 CanDeal inquiries surpassed $22 Billion and traded volume was nearly $20 Billion. "Globally, markets are experiencing a time of significant turmoil and volatility. CanDeal's marketplace delivers certainty of execution, facilitates best practices and mitigates associated transaction risks in a manner that is simply unsur

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