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Speech By SEC Commissioner Paul S. Atkins: Remarks Before The Security Traders Association Of Boston
Date 14/09/2007
Thank you, John (Gisea) for that kind introduction. It is an honor and privilege to be here today with you in Boston. Before I get started, I need to satisfy my own compliance people and tell you that the comments that I am about to make are my own and do not necessarily reflect official SEC policy or the opinions of my fellow Commissioners.
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Standard & Poor’s Announces Changes In S&P/TSX Canadian Indices
Date 14/09/2007
Standard & Poor's Canadian Index Operations announces the following index changes as a result of the Quarterly S&P/TSX Composite Index Review. These changes will be effective at the open on Monday, September 24, 2007: Changes
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NYMEX Holdings, Inc. To Present At Bank Of America Conference
Date 14/09/2007
NYMEX Holdings, Inc. (NYSE: NMX), the parent company of the New York Mercantile Exchange, Inc., announced today that Executive Vice President and Chief Information Officer Samuel Gaer and Chief Financial Officer Kenneth Shifrin will present at the Bank of America 37th Annual Investment Conference in San Francisco on Tuesday, September 18, at 7:30 PM ET (4:30 PM PT).
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Standard & Poor's Announces Changes In S&P/TSX Canadian Indices
Date 14/09/2007
Standard & Poor's Canadian Index Operations announces the following index changes: The unitholders of Legacy Hotels REIT (TSX:LGY.UN) have accepted the $CDN12.60 per unit cash offer from InnVest REIT and Cadbridge Investors LP. Legacy Hotels REIT will be removed from the S&P/TSX Composite and Capped Composite, the S&P/TSX Completion, the S&P/TSX Income Trust, the S&P/TSX Capped REIT and Capped Real Estate and the S&P/TSX SmallCap indices after the close on Tuesday, September 18, 2007.
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The AMF Launches A Public Consultation On Its Draft General Regulation
Date 14/09/2007
The European Commission has adopted implementing measures for the Transparency Directive1 on disclosures by companies listed on a regulated market. The measures stem from the implementing directive of 8 March 2007,2 due to be transposed by Member States by 8 March 2008 at the latest.
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Response To CESR's Call For Evidence On The Possible CESR Level 3 Work On The Transparency Directive
Date 14/09/2007
In response to CESR’s call for evidence FESE believes that an assessment on the functioning of the Transparency Directive is premature as EU Member States are currently at different stages of implementation. It is our belief that the EU Member States should be allowed some time to implement the Directive - approximately one year – after which point it would be more feasible to identify potential issues or problems. Guidelines would however be welcomed on the issue of storage of regulated informa
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September Quarterly Rebalancing And Annual IWF Review For S&P Asia 50 Index
Date 14/09/2007
Standard & Poor’s will make the following changes to the S&P Asia 50 Index as part of the September quarterly rebalancing and annual Investible Weight Factors review. Please refer to the table attached for adjustments, which include changes of index constituents, company shares and IWFs. The changes listed here will become effective after the close of trading Friday September 21, 2007.
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American Stock Exchange Announces Disciplinary Actions In August 2007
Date 14/09/2007
The American Stock Exchange® (Amex®) today announced disciplinary actions during the month of August 2007. Amex disciplinary actions can be viewed at the following link:http://www.amex.com/?href=/atamex/regulation/discipline/at_regdiscipline.html
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Swedish Financial Supervisory Authority (Finansinspektionen) Investigations Into The Bids For OMX
Date 14/09/2007
Finansinspektionen received today an offer document from Borse Dubai for the bid for OMX. Corresponding assessments are currently underway for Nasdaq. In addition, FI has not found that OMX took any prohibited protective measures and has closed its investigation into the matter.
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CME Chief Executive Officer Establishes Personal Trading Plan
Date 14/09/2007
CME Group Inc. (NYSE/Nasdaq: CME) announced today that Chief Executive Officer Craig S. Donohue has established a stock trading plan in accordance with Securities and Exchange Commission Rule 10b5-1. The plan will enable him to diversify his personal investment portfolio in an orderly, prearranged manner.
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