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  • SEC Statement Regarding Recent Market Events And Lehman Brothers (Updated)

    Date 15/09/2008

    The decision by Lehman Brothers Holdings Inc. to file for protection under Chapter 11 of the bankruptcy laws is expected to lead to the winding down of Lehman Brothers Inc., its U.S. regulated broker-dealer, outside of bankruptcy. The accounts of Lehman’s U.S. retail securities customers are with the broker-dealer. In cases such as this, Lehman Brothers’ customers will benefit from their extensive protections under SEC rules, including segregation of customer securities and cash as well as insur

  • CME Group Statement On Lehman Brothers Inc.

    Date 15/09/2008

    In response to media inquiries CME Group (NASDAQ: CME), the world's largest and most diverse derivatives exchange, has issued the following statement: Lehman Brothers Inc., the CME Group clearing member, continues to meet all of its obligations to CME Clearing and continues to operate as normal.

  • Suspension Of Lehman Brothers International (Europe)

    Date 15/09/2008

    SWX Swiss Exchange has today been advised that the following member has been suspended: Member Org ID Member ID Member Org Abbreviation Member Abbrevtion Member Name

  • FESE Responds To The SEC’s Request For Comments On The Proposed Amendments To Rule 15a–6 (Exemption Of Certain Foreign Brokers Or Dealers)

    Date 15/09/2008

    FESE welcomes the SEC’s current initiative to amend its Rule 15a-6 which, if the amendments are adopted by the SEC, would broaden access to European-based brokerage services across the Atlantic and increase US wholesale trading on Europe’s regulated exchanges. We especially welcome the proposed reduction to USD 25 million in the threshold level of assets that a qualified US investor must have to invest, the improved terms under which foreign broker-dealers might solicit US qualified investors

  • Semi-Annual Changes To The NASDAQ Q-50 Index

    Date 15/09/2008

    The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced today the results of the quarterly reranking of the NASDAQ Q-50 Index(sm) (Nasdaq:NXTQ), which will become effective with the market open on Monday, September 22, 2008.