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Before The G-20, SIFMA Shares Views

Date 31/03/2009

The Securities Industry and Financial Markets Association (SIFMA) today reinforced its support for the common principles driving the G20 – transparency, accountability and enhancing international cooperation – as the cornerstones of a stronger global financial framework.
SEC Charges Seattle-Area Firm In Multi-Million Dollar Scam Targeting Religious Community And Charitable Investors

Date 31/03/2009

The Securities and Exchange Commission today charged John H. Min of Tacoma, Wash., and his company Dime Financial Group LLC for raising more than $6 million in a fraudulent investment scheme that targeted churches, church members and senior citizens. The SEC alleges that Min misled some investors into believing their money would support Third World charitable causes while in fact spending the funds on his own lavish lifestyle and on failed high-risk investments.
NYSE Announces Second-Quarter 2009 Circuit-Breaker Levels

Date 31/03/2009

The New York Stock Exchange will implement new circuit-breaker collar trigger levels for second-quarter 2009 effective Wednesday, April 1, 2009.
ICE Futures Canada Good Friday Holiday Notice

Date 31/03/2009

This is to advise that ICE Futures Canada, Inc. and ICE Clear Canada, Inc. will be closed for trading and clearing operations on Trade Date Friday, April 10, 2009.
SGX 3Q FY2009 Financial Results

Date 31/03/2009

SGX will be announcing 3Q FY2009 financial results on 15 April 2009 after market hours.

Shanghai Stock Exchange Market Closure Schedule For 2009 Tomb Sweeping Day

Date 31/03/2009

The Shanghai Stock Exchange (SSE) hereby announces the market closure schedule for the 2009 Tomb Sweeping Day according to the "SSE Holiday Schedule for 2009" (Shang Zheng Jiao Zi [2008] No.22). The SSE will close from April 4 (Saturday) to April 6, 2009 (Monday) and open for trading on April 7, 2008 (Tuesday). Please make relevant arrangements according to the notice.
Two Arrested In UK’s Financial Services Authority Insider Dealing Investigation

Date 31/03/2009

The Financial Services Authority (FSA) today arrested two people, including a senior corporate finance adviser, in connection with an ongoing investigation into suspected organised insider dealing. Search warrants were also executed by the FSA at a number of addresses in Greater London as part of the investigation.
Erik R. Sirri, Director Of Division Of Trading And Markets, To Leave SEC

Date 31/03/2009

The Securities and Exchange Commission announced today that Erik R. Sirri, Director of the SEC's Division of Trading and Markets, plans to leave the agency at the end of April and return to academia.
CESR Updates The List Of Measures Recently Taken By Members Regarding Short-Selling - This Document Will Be Updated On A Continous Basis

Date 31/03/2009

CESR published on 22 September 2008 a statement that facilitates an overview of actions taken by CESR Members in relation to short-selling. The statement paper includes either the statements or links to the statements published by CESR Members explaining the measures taken. This paper is not a comparison of the measures taken.
Crédit Agricole Structured Asset Management Launches CASAM ETF EONIA®

Date 31/03/2009

Crédit Agricole Structured Asset Management (CASAM) continues the development of its Exchange Traded Fund (ETF) range with the launch of CASAM ETF EONIA (Euro Over Night Index Average), the first money market ETF to be issued by CASAM.