Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • SIFMA Suggests Revisions To SEC Proposed Placement Agent Rule

    Date 06/10/2009

    The Securities Industry and Financial Markets Association (SIFMA) today submitted a comment letter in response to the Securities and Exchange Commission’s (SEC) recent Proposed Rule to ban the use of third-party placement agents, and institute a new pay-to-play regulation regime for investment advisers.

  • World’s Exchange Leaders Meet In Vancouver - World Federation Of Exchanges Holds 49th General Assembly And Annual Meeting

    Date 06/10/2009

    Chairmen and Chief Executives from more than 50 of the world’s leading exchanges gathered in Vancouver this week for the 49th General Assembly and Annual Meeting of the World Federation of Exchanges (WFE). This assembly represents the largest and most widely attended gathering of global exchange leaders. The last meeting was held in Milan in 2008.

  • SIFMA Promotes Pro-Consumer Reforms In New, Federal Fiduciary Standard

    Date 06/10/2009

    John Taft, head of US wealth management at RBC Wealth Management today testified on behalf of the Securities Industry and Financial Markets Association (SIFMA) on the importance of creating a new, federal fiduciary standard for broker-dealers and investment advisers who provide personalized investment advice to individual investors. The proposed uniform set of federal fiduciary regulatory standards is designed to strengthen safeguards for investors and preserve investor choice. His testimony

  • OneChicago Reports September Volume, Up 46% From September 2008

    Date 06/10/2009

    OneChicago, LLC today reported that 418,335 security futures contracts traded at the Exchange in September 2009, an increase of 46% from September 2008. YTD volume stands at 1,994,459.

  • NSX Releases September 2009 ETF/ETN Data Report - U.S. Assets Top $700 Billion First Time Ever

    Date 06/10/2009

    National Stock Exchange, Inc. (NSX®) announced that assets in U.S. listed Exchange-Traded Funds (ETF) and Exchange-Traded Notes (ETN) surpassed $700 billion for the first time, totaling approximately $704.9 billion at September 2009 month-end, an increase of approximately 5% over August 2009 month-end when assets reached $672.3 billion.