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  • BOX Eliminates Make-Or-Take Pricing On Top ETFs

    Date 02/07/2009

    As of July 1st, BOX has eliminated Make or Take pricing on its three most active ETFs: QQQQ, SPY and IWM. For these names, orders executed for Public Customer accounts of a BOX Participant are not subject to a BOX trading fee and all other account types pay a trade execution fee of $0.20 per contract.

  • SEC: Office Of The Chief Accountant Names Academic Fellows

    Date 02/07/2009

    The Securities and Exchange Commission's Office of the Chief Accountant today announced the selection of Jack Krogstad and Nancy Mangold as Academic Accounting Fellows for one-year terms beginning this summer.

  • Adam Phillips Appointed Chairman Of UK's Financial Services Consumer Panel

    Date 02/07/2009

    The Financial Services Authority (FSA) today announced that Adam Phillips has been appointed chairman of the Financial Services Consumer Panel. He has been vice chairman of the Panel since 2005 and acting chairman since December 2008.

  • SEC Suspends Trading In Florida-Based Music Production Firm

    Date 02/07/2009

    The Securities and Exchange Commission today suspended trading in the securities of Fort Lauderdale-based music production company GenX Corporation amid questions about the accuracy and adequacy of publicly disseminated information appearing in stock promotional materials about the company and its purported relationships with music stars.

  • UK's Financial Services Authority Announces Final Stage Of Operational Reforms With New Integrated Operating Structure

    Date 02/07/2009

    The Financial Services Authority (FSA) has announced a new operational structure designed to better align its internal operating model to its core activities of identifying and mitigating risk, supervision and enforcement. The reorganisation also takes account of the changing role of the FSA in respect of international regulatory engagement, macro-prudential analysis and consumer financial education.

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