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TSX Venture Exchange Bulletin - Payment Of Outstanding TSX Venture Exchange Annual Sustaining Fees

Date 18/03/2009

This Bulletin is to advise TSX Venture Exchange Issuers that the 2009 annual sustaining fee is now due and payable. As in previous years, issuers will be subject to additional fees if payment is not received by March 31, 2009. A fee of 5% of any outstanding sustaining fee will be charged on a monthly basis to an Issuer for each month that it fails to submit their fees (the Late Payment Fee) . Please refer to Policy 1.3 for further information regarding the Late Payment Fee.<
Statement From New York Attorney General Andrew M. Cuomo In Response To AIG CEO Edward Liddy's Testimony Before Congress

Date 18/03/2009

"AIG’s proposal to ask their bonus recipients to voluntarily give back half is simply too little too late. Mr. Liddy’s proposal to take half back from those who got more than $100,000 will cover some 298 out of 418 bonus recipients. Rather than take half-measures, AIG should immediately turn over the list, which we have subpoenaed, of who got what and when.
Two Texas Individuals Settle SEC Charges In Spam Scam Case

Date 18/03/2009

The Securities and Exchange Commission today announced that two Texas men have settled SEC charges that they perpetrated a massive e-mail spam campaign to drive up the demand for low value stocks they owned.
SEC Approves Name Change Of NYSE Alternext US To NYSE Amex - NYSE Amex Is Premiere Platform For Small And Mid-Cap Growth Companies

Date 18/03/2009

NYSE Euronext (NYX) today announced that the U.S. Securities and Exchange Commission has approved the name change of the former NYSE Alternext US to NYSE Amex. NYSE Amex, formed by NYSE Euronext’s acquisition of the former American Stock Exchange last year, is the premiere U.S. equities market for listing and trading small and mid-cap growth companies.
NYSE Euronext Announces Date For First Quarter 2009 Earnings Release And Conference Call

Date 18/03/2009

NYSE Euronext (NYX) will announce earnings for the first quarter 2009 before the market opens on Thursday, April 30, 2009. A news release will be issued at approximately 2:30 a.m. (New York) / 8:30 a.m. (Paris) and a conference call with remarks by NYSE Euronext

Markit BOAT™ - Equity Trading Highlights

Date 18/03/2009

Markit BOAT is a trade reporting platform which consolidates pan-European cash equity trade data from MTFs, Dark Pools and OTC transactions. The trading activity in this report took place on 17th March 2009 and was published by Markit BOAT on the same day.
London Stock Exchange: National Roadshow For Small Cap Companies - Six Events To Introduce Small Cap Companies To Private Client Investment Managers

Date 18/03/2009

The London Stock Exchange, working in partnership with City Insights, the provider of private client investor relations services, and international law firm Eversheds, will hold a series of Growing Company Investor Days starting this week. The Investor Days will bring the senior management of quoted companies from around the country face-to-face with private client investment managers and regional pension funds. Six events will be held during the year; in Bi
Roger T. Cole, Director, Division Of Banking Supervision And Regulation - Risk Management In The Banking Industry - Before The Subcommittee On Securities, Insurance, And Investment, Committee On Banking, Housing, And Urban Affairs, U.S. Senate, Washingto

Date 18/03/2009

Chairman Reed, Ranking Member Bunning and members of the Subcommittee, it is my pleasure to appear today to discuss the state of risk management in the banking industry and steps taken by Federal Reserve supervisors to address risk management shortcomings at banking organizations.
TSX Top 20 Largest Consolidated Short Position Report - March 15, 2009

Date 18/03/2009

Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending March 15, 2009.
FINRA Proposes Pilot Program For Margining Credit Default Swaps Pilot Would Apply To Proposed Central Counterparty For CDS Trades

Date 18/03/2009

The Financial Industry Regulatory Authority (FINRA) today announced that is has proposed a pilot program for the margining of credit default swaps (CDS) by FINRA-registered firms that clear CDS transactions on the Chicago Mercantile Exchange, other central counterparty platforms or outside of such platforms