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Lorin L. Reisner To Join SEC Enforcement Division

Date 02/07/2009

The Securities and Exchange Commission today announced that Lorin L. Reisner, a former federal prosecutor and current litigation partner at Debevoise & Plimpton LLP, will join the Division of Enforcement as Deputy Director in early August.
Trading On New York Stock Exchange Will Close At 4:15p.m.

Date 02/07/2009

Trading on the New York Stock Exchange will remain open today, Thursday, July 2, 2009, beyond the usual 4 p.m. market close to 4:15 p.m. in order to execute customer orders impacted by system irregularities.
Component Changes Made To Dow Jones Select Dividend Indexes

Date 02/07/2009

Dow Jones Indexes, a leading global index provider, today announced component changes in the Dow Jones Italy Select Dividend 20 and Dow Jones EPAC Select Dividend indexes.
BOX Eliminates Make-Or-Take Pricing On Top ETFs

Date 02/07/2009

As of July 1st, BOX has eliminated Make or Take pricing on its three most active ETFs: QQQQ, SPY and IWM. For these names, orders executed for Public Customer accounts of a BOX Participant are not subject to a BOX trading fee and all other account types pay a trade execution fee of $0.20 per contract.
SEC: Office Of The Chief Accountant Names Academic Fellows

Date 02/07/2009

The Securities and Exchange Commission's Office of the Chief Accountant today announced the selection of Jack Krogstad and Nancy Mangold as Academic Accounting Fellows for one-year terms beginning this summer.

Adam Phillips Appointed Chairman Of UK's Financial Services Consumer Panel

Date 02/07/2009

The Financial Services Authority (FSA) today announced that Adam Phillips has been appointed chairman of the Financial Services Consumer Panel. He has been vice chairman of the Panel since 2005 and acting chairman since December 2008.
SEC Suspends Trading In Florida-Based Music Production Firm

Date 02/07/2009

The Securities and Exchange Commission today suspended trading in the securities of Fort Lauderdale-based music production company GenX Corporation amid questions about the accuracy and adequacy of publicly disseminated information appearing in stock promotional materials about the company and its purported relationships with music stars.
UK's Financial Services Authority Announces Final Stage Of Operational Reforms With New Integrated Operating Structure

Date 02/07/2009

The Financial Services Authority (FSA) has announced a new operational structure designed to better align its internal operating model to its core activities of identifying and mitigating risk, supervision and enforcement. The reorganisation also takes account of the changing role of the FSA in respect of international regulatory engagement, macro-prudential analysis and consumer financial education.
Speech Delivered By Jean-Pierre Jouyet Chairman Of The Autorité Des Marchés Financiers - Paris Europlace: Financial Forum - Post G20 : Milestones To Restore Confidence Within Financial Markets - 2 July 2009

Date 02/07/2009

Click here to download the speech delivered by Jean-Pierre Jouyet Chairman of the Autorité des marchés financiers at the Paris Europlace Financial Forum - Post G20 : Milestones to restore confidence within financial markets, held on 2 July 2009.
Program Trading Averaged 48.6 Percent Of NYSE Volume During June 22-26

Date 02/07/2009

The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for June 22-26.