Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index: 99,741.73 +139.20

News Centre

  • SIX Swiss Exchange Fines UBS Inc.

    Date 14/01/2011

    The Sanction Commission of SIX Swiss Exchange has imposed a CHF 100,000 fine on UBS Inc. for publishing too late the publication of internally available information relating to expected losses in summer 2007. This delay represented a breach of the provisions on ad hoc publicity.

  • Trading Holidays Of KRX Markets In Year 2011

    Date 14/01/2011

    Under the relevant regulations on trading holidaysi, KRX Markets (hereinafter including KOSPI Market, KOSDAQ Market and Derivatives Market) will be closed on following days in year 2011: Every Saturdays and Sundays, Feb. 2(Wed)~4(Fri) : Lunar calendar new year's day Mar. 1 (Tue) : Anniversary of the March 1st Independence Movement May 5 (Thu) : Children's day May 10(Tue) : Buddah's birthday Jun. 6(Mon) : Memorial day Aug. 15(Mon) : Independence

  • CFTC To Hold Open Meeting On Tenth Series Of Proposed Rules Under The Dodd-Frank Act

    Date 13/01/2011

    The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, January 20, 2011, at 9:30 a.m. to consider the issuance of proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act on the following topics: Commodity Options and Agricultural Swaps; Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations;

  • SEC Charges Long Island-Based Money Manager For Fraudulent Investment Scheme

    Date 13/01/2011

    The Securities and Exchange Commission today charged a Long Island-based money manager and his two firms with engaging in a fraudulent investment program that generated more than $8 million in illicit commissions and fees.

  • CFTC Sanctions Commodity Trading Advisor Alan F. Dasher - Dasher Prohibited From Acting In Any Registered Capacity For Three Years

    Date 13/01/2011

    The Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of fraud charges against Alan F. Dasher, a Philadelphia-based Commodity Trading Advisor. The CFTC order finds that reckless trading conducted by Dasher operated as a fraud upon his customers.