News Centre

UK's Financial Services Authority Statement Regarding J.P Morgan Chase Bank N.A

Date 14/01/2013

Following the losses suffered by J.P. Morgan Chase Bank N.A. in the Chief Investment Office in its London Branch, the New York Federal Reserve Bank and the Office of the Comptroller of the Currency have published supervisory orders today. The Financial Services Authority's (FSA) regulatory response to this matter is ongoing and it is liaising with other regulators.

ParkRiver And MIK Join Together For Form CPO-PQR And CTA-PR Fix - Comprehensive Solution Addresses Mandated Requirements For Hedge Funds

Date 14/01/2013

ParkRiver Fund Solutions and MIK Fund Solutions today jointly announce that they have combined resources to provide fund  firms with a comprehensive solution to the new regulatory requirements of Forms CPO-PQR and CTA-PR, complementing their existing Form PF solution.

MIAX Options Holiday Schedule - Martin Luther King Jr. Day

Date 14/01/2013

Please be advised the MIAX Options Exchange will be closed on Monday, January 21, 2013 in observance of Martin Luther King Jr. Day.

SIFMA Market Close Recommendations For The US Martin Luther King Day In The US, The UK And Japan

Date 14/01/2013

In observance of the U.S. Martin Luther King Day holiday, SIFMA made holiday recommendations in the U.S.,U.K., and Japan.

TSX Trading List Leaders By Volume And By Value - December 2012

Date 14/01/2013

TSX Trading List Leaders

The TSX Trading List Leaders list shows the top ten brokers chosen by their customers to execute their trades on Toronto Stock Exchange. The leaders are measured by volume and value of securities traded.

CBOE, CFE, C2, And CBSX Trading Schedule For The Martin Luther King, Jr. Holiday

Date 14/01/2013

CBOE Holdings, Inc. (NASDAQ: CBOE) announced the following trading schedule for Chicago Board Options Exchange (CBOE), CBOE Futures Exchange (CFE), C2 Options Exchange (C2), and CBOE Stock Exchange (CBSX) in observance of the Martin Luther King, Jr. holiday.

TMX Group Limited To Announce Financial Results For Q4 2012 On Wednesday, February 6, 2013

Date 14/01/2013

TMX Group Limited (previously Maple Group Acquisition Corporation) will file its financial report for the three months and year ended December 31, 2012 on Wednesday, February 6, 2013.

Slide Presentation (PDF): Remarks before the 2012 AICPA National Conference on Current SEC and PCAOB Developments, International Reporting Issues, Washington, D.C.

Date 14/01/2013

Click here to download the presentation.

The Autorité Des Marchés Financiers Publishes An Update Of Its Inspection Charter

Date 14/01/2013

This new version of the inspection charter is an update of the version published in October 2007. Among other things, it reinforces defence rights of the service provider and of those persons likely to be charged.

Slide Presentation (PDF): Remarks Before The 2012 AICPA National Conference On Current SEC And PCAOB Developments, Current Developments In The Division Of Corporation Finance, Washington, D.C.

Date 14/01/2013

Click here to download the slide presentation.