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NYSE MKT Issues Short Interest Report

Date 11/02/2013

NYSE MKT (formerly known as NYSE Amex) today reported short interest as of the close of business on the settlement date of January 31, 2013.
Financial Reporting Council Investigation Announced In Connection With Autonomy Corporation Plc

Date 11/02/2013

The Financial Reporting Council (FRC) has launched an investigation under the Accountancy Scheme into the published financial reporting of Autonomy for the period between 1 January 2009 and 30 June 2011.
MIAX Options Holiday Schedule - Presidents' Day

Date 11/02/2013

MIAX Options Exchange will be closed on Monday, February 18, 2013 in observance of Presidents' Day.
SIFMA Recommends Full Market Close On February 18 For Trading Of US Dollar-Denominated Fixed-Income Securities In The US, UK And Japan In Observance Of The US Presidents’ Day Holiday

Date 11/02/2013

SIFMA has confirmed its previous recommendation for a full market close on Monday, February 18 for the trading of US dollar-denominated fixed-income securities in the United States, the United Kingdom and Japan in observance of the U.S. Presidents’ Day Holiday.
CFTC Charges South Carolina Resident Robert Stanley Harrison With Commodity Pool Fraud - Federal Court Issues Emergency Order Freezing Assets And Protecting Books And Records

Date 11/02/2013

The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge G. Ross Anderson of the U.S. District Court for the District of South Carolina entered an emergency Order freezing and preserving the remaining pool participant assets under the control of defendant Robert Stanley Harrison of Easley, S.C. The Order also prohibits Harrison from destroying books and records and grants the CFTC immediate access to those records.

Enterprise Data Management Council Appoints Dennis E. Wisnosky To Lead Financial Industry Business Ontology (FIBO) Standards Implementation - Former CTO Of Department Of Defense Business Mission Area To Direct New Suite Of Standards

Date 11/02/2013

The Enterprise Data Management (EDM) Council, a not-for-profit trade association dedicated to addressing the practical business strategies and technical implementation realities of enterprise data management, today announced it has appointed Dennis E. Wisnosky to lead the standards implementation process for the Council’s Financial Industry Business Ontology (FIBO) suite of standards. In this role, Wisnosky will provide technical strategy and operational guidance to help the Council finalize and implement FIBO standards. Wisnosky brings extensive experience with enterprise architecture, ontology development and semantic deployment and is poised to help the Council address the political and technical realities associated with the FIBO standard.
January 2013: Strong Start Into The New Year - The Statistical Monthly Report Contains The Latest Trade And Turnover Figures For SIX Swiss Exchange And Scoach Switzerland

Date 11/02/2013

In January 2013, the number of transactions on SIX Swiss Exchange and Scoach Switzerland reached a total of 2'947'832. This corresponds to an increase of 5.9% over the same period in the previous year. The strongest gain was recorded by the ETF segment, with +23.3% (86'324 trades), followed by Equities (incl. Funds, ETSFs + ETPs) with +6.2% (2'733'813trades). An even bigger rise of 52.0% could be observed in comparison with the previous month. Against December 2012, growth was most notable in the segments Equities (+59.8%) as well as Structured Products & Warrants (+50.4%).
The MIAX Options Exchange Joins The Options Industry Council

Date 11/02/2013

The MIAX Options Exchange (MIAX) has become a member of The Options Industry Council (OIC). MIAX joins OCC, its member firms and the other OIC exchanges in helping promote the responsible use of equity options through education.
Austrian Companies With Baader Bank And The Vienna Stock Exchange On Road Show To Milan

Date 11/02/2013

The next destination of this year's road show program is Milan on 13 February 2013. For the second time the investor conference in Milan will be organized jointly with Baader Bank.
TOM Insight January 2013

Date 11/02/2013

Click here to download TOM’s January ‘13 Insight, a document describing matching statistics on TOM MTF and savings made for the retail client by TOM Smart Execution.