News Centre

CFTC Orders Illinois Futures Commission Merchant To Pay More Than $980,000 For Supervision Failures

Date 23/09/2024

The Commodity Futures Trading Commission today issued an order filing and settling charges against NinjaTrader Clearing, LLC dba NinjaTrader, Tradovate and TransAct Futures (NTC), a registered Futures Commission Merchant that operates out of Deer Park, Illinois.

Dissenting Statement Of CFTC Commissioner Caroline D. Pham On Off-Channel Communications Enforcement Action

Date 23/09/2024

Commodity Futures Trading Commission (CFTC) Commissioner Caroline D. Pham today released the following statement on the CFTC’s settlement order regarding Piper Sandler Hedging Services LLC:

Dissenting Statement Of CFTC Commissioner Summer K. Mersinger Regarding Settlement With Piper Sandler Hedging Services, LLC

Date 23/09/2024

I respectfully dissent from the Commission’s enforcement action settling charges against Piper Sandler Hedging Services, LLC (“Piper Sandler” or “Respondent”).

CFTC Orders Piper Sandler To Pay $2 Million For Recordkeeping And Supervision Failures For Firm-Wide Use Of Unapproved Communication Methods

Date 23/09/2024

The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against Piper Sandler Hedging Services LLC, an introducing broker, for failing to maintain and preserve records that were required to be kept under CFTC recordkeeping requirements, and failing to diligently supervise matters related to its business as a CFTC registrant.

CFTC Commissioners Pham & Mersinger To Keynote At DACOM NYC 2024

Date 23/09/2024

MIAX Exchange Group - Options Markets - Member Firm Portal (MFP) Bulk Trade Corrections Issue

Date 23/09/2024

Please be advised that the ability to make Bulk Trade Corrections will be unavailable for the remainder of the day in the Member Firm Portal (MFP) for the MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Sapphire Options Exchanges. Single Trade Corrections are processing normally. Bulk Trade Corrections will be available for trading on Tuesday, September 24, 2024.

CFTC Chairman Behnam To Participate In A Fireside Chat At The 2024 Treasury Market Conference In NYC

Date 23/09/2024

Joint Trade Association Statement On EMIR 3.0 Effective Implementation Dates

Date 23/09/2024

On September 23, ISDA, the Alternative Investment Management Association (AIMA), the European Banking Federation (EBF), the European Fund and Asset Management Association (EFAMA) and FIA sent a letter urging the European Commission and European supervisory authorities to clarify that market participants are not required to implement the European Market Infrastructure Regulation (EMIR 3.0) Level 1 provisions prior to the date of application of the associated Level 2 regulatory technical standards (RTS).

DTCC And Digital Asset Complete Successful Pilot To Test Collateral And Margin Optimization Through Tokenization

Date 23/09/2024

Digital Asset, a leading provider of blockchain solutions, in collaboration with The Depository Trust & Clearing Corporation (DTCC), today announced the results of the U.S. Treasury (UST) Collateral Network Pilot, an initiative focused on leveraging DLT applications to support market connectivity across the collateral management lifecycle to enhance mobility, liquidity and transactional efficiency of tokenized assets. 

ACER Consults On The Draft Statutory Documents Of The European Network Of Network Operators For Hydrogen

Date 23/09/2024

On 30 August 2024, future hydrogen transmission network operators submitted their draft statutory documents to the European Commission and ACER to formally establish the European Network of Network Operators for Hydrogen (ENNOH) as an association under the Belgian law.