News Centre

Circular On Self-Regulatory Measures Taken By CFFEX In December 2023

Date 10/01/2024

To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in December 2023.

Wellington Management Establishes Local Presence In The Middle East With A New Office Based In Dubai International Financial Centre

Date 10/01/2024

Wellington Management (“Wellington”), one of the world’s largest independent investment management firms, with more than USD1.1 tn assets under management globally, has established a new office in Dubai International Financial Centre (DIFC) in the Gate building. In addition, Wellington Management (DIFC) Limited have been granted a Prudential Category 4 Regulatory Licence by the Dubai Financial Services Authority (DFSA).

US Office Of The Comptroller Of The Currency Hosts Public Appraisal Subcommittee Hearing On Appraisal Bias

Date 09/01/2024

The Office of the Comptroller of the Currency (OCC) will host a public hearing of the Appraisal Subcommittee (ASC) on appraisal bias on February 13, 2024, from 10:00 a.m. to 1:00 p.m., at its headquarters, 400 7th Street SW, Washington, D.C.

CFTC Financial Data For Futures Commission Merchants Update

Date 09/01/2024

The latest reports for November 2023 are now available.

TMX Group Limited Announces Release Date For Q4 2023 Financial Results And Analyst Conference Call

Date 09/01/2024

TMX Group Limited will announce its financial results for the fourth quarter ended December 31, 2023 in the evening of Monday, February 5, 2024. An analyst conference call to review the results will be held on Tuesday, February 6, 2024 at 8:00 a.m. ET.

The EBA Finds Italian Waiver For Covered Bonds Justified

Date 09/01/2024

The European Banking Authority (EBA) today published an Opinion addressed to the Bank of Italy following the Competent Authority's notification of its decision to introduce a partial waiver of Article 129 (1)(c) of the Capital Requirements Regulation (CRR), which specifies the conditions for the eligibility of covered bonds in relation to risk weight preferential treatments. Given the significant potential concentration problem in Italy, the EBA is of the opinion that the application of a partial waiver is adequately justified.

FINRA Publishes 2024 Regulatory Oversight Report - Report Highlights Crypto And Other New Topics, Evolving Trends And Key Findings

Date 09/01/2024

FINRA published today its 2024 FINRA Annual Regulatory Oversight Report, formerly known as the Report on FINRA’s Examination and Risk Monitoring Program. The report provides member firms with key insights and observations from recent activities of FINRA’s regulatory operations to use in strengthening their compliance programs.

Fiserv Launches First-Of-Its-Kind Index To Measure U.S. Small Business Performance At National, State, And Industry Levels

Date 09/01/2024

• Fiserv Small Business Index aggregates consumer spending activity across millions of U.S. small businesses, using transactional sales data to gauge growth
• Index will publish during the first week of each month, providing timely insight into the prior month’s activity

CME Group To Launch Options On S&P 500 Annual Dividend Index Futures On January 29

Date 09/01/2024

CME Group, the world's leading derivatives marketplace, today announced it will launch options on S&P 500 Annual Dividend Index futures on January 29, pending regulatory review.

CFTC Commissioner Pham To Speak At Bloomberg House Davos

Date 09/01/2024