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  • Q&As On The Implementation Rules For Offline Placement Of IPO Shares On Shenzhen Market And The Implementation Measures For Online Subscription for IPO Shares According To Market Value On Shenzhen Market

    Date 26/12/2013

    On 13 December, the Shenzhen Stock Exchange (SZSE) and China Securities Depository and Clearing Corporation Limited (CSD&C) jointly released the Implementation Measures for Online Subscription of IPO Shares according to Market Value on the Shenzhen Market (the “Online Offering Measures”) and the Implementation Rules for Offline Placement of IPO Shares on the Shenzhen Market (the “Offline Placement Rules”). In an interview with press, a senior officer of the SZSE answered questions regarding the two documents.

  • Japan's Financial Services Agency: Encouraging The Efforts To Sever Relationships With Antisocial Groups

    Date 26/12/2013

    The Financial Services Agency (hereinafter referred to as the “FSA”), financial institutions, and industry associations will promote the following efforts to enhance the effectiveness of severing relationships with antisocial groups, while maintaining cooperation with relevant ministries and agencies as well as related groups. In addition, the FSA will make necessary amendments to the supervisory guidelines within this program year.

  • Thai Bourse Lists First Telecom Infrastructure Fund TRUEIF On Dec 27

    Date 26/12/2013

    The Stock Exchange of Thailand (SET) will list True Telecommunications Growth Infrastructure Fund, with a size of THB 58.08 billion (approx. USD 1.80 billion), on its main board on December 27, under the ticker "TRUEIF,"  the first telecommunication infrastructure fund and the country’s third infrastructure fund to list this year. 

  • Japan's Financial Services Agency: Administrative Actions Against Mizuho Bank Co., Ltd. And Mizuho Financial Group, Inc.

    Date 26/12/2013

    Based on the results of the inspection of Mizuho Bank Co., Ltd and Mizuho Financial Group, Inc. conducted by the Financial Services Agency (hereinafter referred to as the “FSA”) and the reports submitted by Bank, the FSA today took the following administrative actions against Mizuho Bank Co., Ltd and Mizuho Financial Group, Inc. in order to ensure sound and appropriate business operations.

  • Shanghai Stock Exchange: Fueling Investor Relation Management, Cementing Protection Of Small, Medium-Sized Investors - Review One Of The SSE’s “I’m A Shareholder” Activities In 2013

    Date 26/12/2013

    Since the beginning of 2013, the Shanghai Stock Exchange (SSE) has joined hands with mainstream media to carry out the series activities of “I’m a shareholder: small and medium-sized investors’ visits to listed companies”, in order to further guide and standardize the investor relation management of listed companies, protect the legitimate rights and interests of investors, especially small and medium-sized investors, foster investors’ awareness of being shareholders, improve their initiative in exercising shareholders’ rights, and advocate the concepts of rational investment and value investing. Online voting, registration, and question solicitation were organized in the activities for individual investors. The activities attempted to establish and perfect the face-to-face communication mechanism between investors and such executives as the board chairmen and general managers of listed companies, with an aim of listening to investors and reflecting their wills, and ensuring the implementation of the concept of serving small and medium-sized investors.