FTSE Mondo Visione Exchanges Index:

News Centre

Canadian Securities Exchange To Bring Nasdaq's Corporate Solutions To Issuers

Date 20/11/2014

Nasdaq (Nasdaq:NDAQ) today announced a new partnership with the Canadian Securities Exchange (CSE) in Toronto, to further its commitment to providing value-add Corporate Solutions offerings for listed companies in Canada. The strategic partnership will offer CSE's issuers the full suite of Nasdaq's market-leading Corporate Solutions products including investor services and targeting, public relations and governance solutions.
Opening Remarks To The 2014 Government-Business Forum On Small Business Capital Formation, SEC Commissioner Daniel M. Gallagher

Date 20/11/2014

Thank you, Keith [Higgins] for that introduction. And a special thank you to Sebastian [Gomez Abero] for his hard work in organizing this conference and, quite frankly, for all of his amazing work generally. His role as Chief of the Division of Corporation Finance’s Office of Small Business Policy is probably the most important staff position at the SEC for promoting the capital formation needs of small businesses, which is in turn one of the most important things that this agency should be doing.
FIA Global Requests Segregated Margin Be Excluded From Basel III Capital Requirements

Date 20/11/2014

FIA Global sent a letter to the Basel Committee on Banking Supervision this week urging the committee to consider how segregated margin is treated in the leverage calculations that determine bank capital requirements. FIA Global was joined on the letter by two other global trade associations—the World Federation of Exchanges and CCP12—as well as four global central clearing parties in their own rights: ICE, CME Group, LCH Clearnet Group, and Eurex Group.
Wedbush Securities And Two Officials Agree To Settle SEC Case - L.A.-Based Broker-Dealer Admits Wrongdoing And Will Pay Financial Penalty For Market Access Violations

Date 20/11/2014

The Securities and Exchange Commission today announced that Los Angeles-based broker-dealer Wedbush Securities agreed to settle a pending SEC case for market access violations by admitting wrongdoing, paying a $2.44 million penalty, and retaining an independent consultant.
Court Of Justice Of The European Union - Advocate General’s Opinion In Case C-507/13 - United Kingdom v Parliament And Council - Advocate General Jääskinen Considers That The EU Legislation Limiting The Ratio Of Bankers Bonuses Compared To Their Basic Salary Is Valid - Imposing A Fixed Ratio For Bonuses In Relation To The Basic Salary Does Not Limit The Total Amount Of Pay

Date 20/11/2014

Following the global financial crisis in 2008, the EU adopted a broad range of measures designed to enhance the regulation and stability of its financial institutions. During the discussions surrounding the adoption of these measures it was considered that the design of the remuneration schemes within these institutions was one of the major contributors to the crisis. Often involving sizeable bonus pay-outs in comparison to salaries, this encouraged employees to engage in excessive risk taking in order to share in the banks’ short term profits, but not in the cost of their failures which, in the most serious cases, were borne by the taxpayer. The ”Capital Requirements”package of legislation adopted in 2013 by the Council and the Parliament (known as the CRD IV Package and composed of a Directive1and a Regulation2) therefore included a series of measures to regulate this matter.

TOM Insight October 2014

Date 20/11/2014

Click here to download TOM’s October ‘14 Insight, a document describing matching statistics on TOM MTF and savings made for retail clients by TOM Smart Execution.
SEC Suspends Trading In Companies Touting Operations Related To Prevention Or Treatment Of Ebola - Agency Issues Investor Alert Warning Of Fraud Risks In Thinly-Traded Stocks Of Companies Linking Future Business Prospects To Ebola Outbreak

Date 20/11/2014

The Securities and Exchange Commission today suspended trading in four companies that claim to be developing products or services in response to the Ebola outbreak, citing a lack of publicly available information about the companies’ operations.
European Union - Securities Financing Transactions: Council Agrees Transparency Rules

Date 20/11/2014

The Permanent Representatives Committee agreed, on behalf of the Council, its negotiating stance on a draft regulation aimed at improving the transparency of securities lending and repurchase transactions.
Elecnor Increases Its Comercial Paper Programme On MARF To €200 Million - The Initial Balance Of €100 Million Was Placed In June

Date 20/11/2014

ELECNOR has increased its March 2014 Commercial Paper Programme on MARF, which will allow it to issue new securities up to €200 million.
Financial Information Forum Service Bureaus & Market Data Vendors Successfully Participate In Industry-Wide BCP Test

Date 20/11/2014

The Financial Information Forum’s (FIF) major service bureau and market data members successfully participated in the October 25th industry-wide business continuity test. For the past several years, FIF has participated in this critical exercise, which allows firms and industry organizations to test backup sites and backup communications capabilities across the industry. This year’s exercise involved transactions for equities, options, futures, fixed income, market data, Treasuries, commercial paper, settlement and payment systems.