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FIA Launches Innovators Pavilion To Showcase New Technology In The Futures, Options And Cleared Swaps Industry

Date 28/05/2015

FIA announced the launch of Innovators Pavilion, a showcase for startup companies providing forward-thinking solutions for the futures, options and cleared swaps industry.
OCC Appoints Joseph Kamnik As General Counsel - Cawley Named Senior Vice President And Corporate Secretary

Date 28/05/2015

OCC, the world’s largest equity derivatives clearing organization, announced today that Joseph Kamnik, currently the firm’s Vice President and Chief Regulatory Counsel, has been promoted to Senior Vice President and General Counsel, effective June 1. Kamnik will oversee OCC’s legal and regulatory affairs, and provide counsel on a broad range of legal matters to OCC’s management and board of directors. He will report to Craig Donohue, Executive Chairman.
SEC Charges Two Stock Promoters With Conducting Market Manipulation Schemes

Date 28/05/2015

The Securities and Exchange Commission today charged a pair of penny stock promoters in Canada with manipulating two microcap stocks to create the false appearance of market interest.
Radio Televisione Italiana Lists Its First Ever Bond With The Irish Stock Exchange

Date 28/05/2015

Radio Televisione Italiana, the state owned public radio and television broadcaster, has listed its first debt instrument on the Irish Stock Exchange (ISE). The €350m 1.5% notes due 28 May 2020 are admitted to Main Securities Market (MSM).
Implementation Of The ATHEX Index Series Semi-Annual Review

Date 28/05/2015

On June 2nd 2015 all changes to ATHEX Index Series following the results of the semi ? annual review of April 29th 2015 will be implemented.

Four Banks Reach Resolutions Under US Department Of Justice Swiss Bank Program

Date 28/05/2015

The Department of Justice announced today that the following four banks reached a resolution under the department’s Swiss Bank Program:
Moscow Exchange: Risk Parameters Change

Date 28/05/2015

This is to inform you that the following risk parameters will be applied starting from 1 June, 2015:
SEC Names Andrew J. Donohue As Chief Of Staff

Date 28/05/2015

The Securities and Exchange Commission today announced that Andrew J. “Buddy” Donohue has been named the agency’s chief of staff. Mr. Donohue will replace Lona Nallengara who will leave the agency in June.
Tel Aviv Stock Exchange Weekly Review: 24-28 May 2015

Date 28/05/2015

The TA-25 index decreased 2.2% over the last week, and increased 14.5% since the beginning of the year, after an increase of 10.2% for the whole of 2014.
SEC Announces Charges Against Compliance Director Accused Of Defrauding Investors And Stealing Brokerage Firm Assets

Date 28/05/2015

The Securities and Exchange Commission today announced fraud charges against a Long Island man accused of fleecing investors and stealing money from a brokerage firm where he worked as the director of compliance.