News Centre

SEC Charges Investment Adviser With Defrauding Retired Teachers

Date 02/06/2015

The Securities and Exchange Commission today charged an investment adviser in Miami with siphoning money from his investment fund and defrauding investors, including several local teachers and law enforcement officers.

ISE Holdings Reports Business Activity For May 2015

Date 02/06/2015

• ISE and ISE Gemini combined represent 17.8% of equity options market share, excluding dividend trades.
• ISE and ISE Gemini reported a combined ADV of 2.4 million contracts.
• Dividend trades made up 1.0% of industry volume in May 2015.

Expect The Unexpected: Older Canadians Share Their Financial Lessons - Ontario Securities Commission Releases Key Findings On Investor Protection For Seniors

Date 01/06/2015

Today the Ontario Securities Commission released The Financial Life Stages of Older Canadians, a targeted research study on seniors' financial needs and challenges. The research found that almost six out of 10 older Canadians experienced a major life event that challenged their prior financial plans (such as a loss of investments or income) and that fraud impacts approximately 60 out of every 1,000 older Canadians.

Sberbank Unseats VTB Capital Atop Institutional Investor's All-Russia Research Team - Deutsche Bank Remains Highest-Ranked Non-Domestic Firm In Annual Roster Of Sell-Side Analysts

Date 01/06/2015

Last year VTB Capital knocked Sberbank CIB out of the top spot on the All-Russia Research Team, Institutional Investor's exclusive annual ranking of the nation's best sell-side analysts. This year Sberbank returns the favor.

First Tennessee Bank N.A. Agrees To Pay $212.5 Million To Resolve False Claims Act Liability Arising From FHA-Insured Mortgage Lending

Date 01/06/2015

First Tennessee Bank N.A. has agreed to pay the United States $212.5 million to resolve allegations that it violated the False Claims Act by knowingly originating and underwriting mortgage loans insured by the U.S. Department of Housing and Urban Development’s (HUD) Federal Housing Administration (FHA) that did not meet applicable requirements, the Justice Department announced today.  First Tennessee is headquartered in Memphis, Tennessee. 

NYSE Member Firms Report First-Quarter Results

Date 01/06/2015

New York Stock Exchange member firms that conduct business with the public reported a first-quarter 2015 after-tax profit of approximately $4.2 billion and revenues of approximately $43.6 billion, compared with a $2.8 billion after-tax profit on revenues of about $39 billion in the fourth-quarter of 2014.

Revised Lists Of The Moscow Exchange Indices Announced

Date 01/06/2015

Moscow Exchange has revised the constituent lists of the Moscow Exchange Indices as well as free floats effective from June 16 through September 15, 2015.

CBOE Futures Exchange Reports May 2015 Trading Volume

Date 01/06/2015

• VIX Futures ADV, Total Volume Up From Prior Month and Year
• 3.5 Million VIX Futures Contracts Traded

OneChicago Announces Trading Volume For May 2015 – May 2015 Trading Volume Up 93% Year-Over-Year

Date 01/06/2015

OneChicago, LLC (OCX), an equity finance exchange, today announced its May 2015 volume of 1,006,036, an increase of 93% year-over-year. OneChicago is a CFTC and SEC regulated exchange offering Single Stock Futures (SSF), a Delta One product, on approximately 1,500 equities, including ADRs and ETFs.

CBOE Holdings Reports May 2015 Trading Volume

Date 01/06/2015

• Total Volume of 85.3 Million Contracts
• ADV of 4.3 Million Contracts, Down 8% From Year Ago