Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index: 99,387.23 -215.30

News Centre

  • A Snapshot Of Australian investors: The Australian Share Ownership Study

    Date 07/07/2015

    The latest Australian Share Ownership Study released today by ASX shows that 6.48 million Australians, or 36% of the adult Australian population, were invested in the Australian sharemarket, either directly (via shares or other listed investments) and/or indirectly (via unlisted managed funds) in 2014. The Study does not measure share ownership through superannuation, other than via self-managed superannuation funds.

  • FINRA Orders Wells Fargo, Raymond James, And LPL Financial To Pay More Than $30 Million In Restitution To Retirement Accounts And Charities Overcharged For Mutual Funds

    Date 06/07/2015

    The Financial Industry Regulatory Authority (FINRA) announced today that it has ordered Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, Raymond James & Associates, Inc., Raymond James Financial Services, Inc. and LPL Financial LLC to pay more than $30 million in restitution, including interest, to affected customers for failing to waive mutual fund sales charges for certain charitable and retirement accounts. Wells Fargo, Raymond James and LPL will pay affected customers an estimated $15 million, $8.7 million and $6.3 million, respectively. In addition to this amount, LPL will be paying restitution to eligible customers who purchase or purchased mutual funds without an appropriate sales charge waiver from January 1, 2015, through the date that the firm fully implements training, systems and procedures related to the supervision of mutual fund sales waivers.

  • CFTC Commitments Of Traders Reports Update

    Date 06/07/2015

    The current reports for the week of June 30, 2015 are now available.

  • Monetary Authority Of Singapore' Response To Media Queries On Recent Developments In Greece

    Date 06/07/2015

    In response to media queries, the Monetary Authority of Singapore (MAS) said today that Singapore's domestic money and foreign exchange markets continue to function in an orderly fashion. The direct exposure of our economy and banking system to Greece is negligible, accounting for just under 0.2% of total trade and 0.1% of total banking system assets. There is some uncertainty as to the broader impact of continuing developments in Greece. MAS is closely monitoring developments in the Eurozone economy and global financial markets, and their potential impact on domestic markets and the economy.

  • SEC Charges Oil Company And CEO In Scheme Targeting Chinese-Americans And EB-5 Investors

    Date 06/07/2015

    The Securities and Exchange Commission today charged a Bay Area oil and gas company and its CEO with running a $68 million Ponzi-like scheme and affinity fraud that targeted the Chinese-American community in California and investors in Asia, including some solicited as part of the EB-5 Immigrant Investor Program.