News Centre

UK's Financial Conduct Authority Fines And Prohibits Financial Adviser For Failing To Act With Integrity And For Failing To Be Open And Honest With The Regulator

Date 01/09/2016

The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification status.

London Stock Exchange Group plc - Total Voting Rights

Date 01/09/2016

The following notification is made in accordance with the FCA's Disclosure and Transparency Rules.

Thomson Reuters Wins 2016 Technology Provider Of The Year For Structured Products Asia Awards - Thomson Reuters Receives Accolade Based On Strong Client Testimonials

Date 01/09/2016

Thomson Reuters today announced that it was named Technology Provider of the Year (non-bank) at the Structured Products Asia Awards 2016 for the company’s complex structured products and OTC derivatives pricing and analytics solution.

Securities Commission Malaysia: More Than 40 Capital Market Institutions Joining InvestSmart Fest @ Mid Valley From 23-25 September

Date 01/09/2016

• InvestSmart Fest is initiated by the Securities Commission Malaysia, the primary regulator of the RM2.9 trillion Malaysian capital market;
• The three-day, free-admission investor education fair will feature diverse investment opportunities from stocks, bonds, unit trusts, private retirement schemes, exchange-traded funds to derivatives and equity crowdfunding. 

MarketAxess Selects Ancoa’s Market Surveillance Capabilities For Its European Fixed-Income Trading Platform

Date 01/09/2016

Ancoa, provider of contextual surveillance and insightful analytics for exchanges, regulators, buy- & sell-side firms, today announced that MarketAxess Europe Ltd, a wholly owned subsidiary of MarketAxess Holdings Inc . (Nasdaq:MKTX), has deployed Ancoa’s market surveillance capabilities across its European fixed-income multilateral trading facility (MTF).  As a leading electronic fixed-income trading platform and provider of market data and post-trade services, MarketAxess operates an electronic trading platform enabling more than 1,100 institutional fixed-income trading firms to efficiently trade corporate bonds and other types of fixed-income instruments globally.

Tom Bendixen Joins Cinnober As General Counsel

Date 01/09/2016

Tom Bendixen has been appointed as General Counsel for Cinnober, the leading independent and award-winning provider of exchange and clearing technology.

Anna Strömberg Joins Catella’s Fund Management Operations

Date 01/09/2016

Anna Strömberg has been appointed as a new portfolio manager at Catella’s fund management operations. Anna has many years of experience as a manager of both Swedish and global equity portfolios, combined with excellent knowledge in sustainability and responsible investment. Anna joins us from Nordea.

WMA Selects MSCI For Private Investor Index Series

Date 01/09/2016

The Wealth Management Association (WMA¹) today announced an agreement with MSCI to provide the Private Investor Index Series².

Tokyo Financial Exchange Trading Volume In July 2016

Date 01/09/2016

The trading volume of Three-month Euroyen futures in July was 167,816 ( △ 19.0% MoM / + 52.5% YoY) and its average daily volume was 8,391 . See the TABLE 1 for the composition of the trading volume. 

Tokyo Commodity Exchange: Final Settlement Price Of Crude Oil For August 2016 Contract

Date 01/09/2016

Final settlement price of Dubai Crude Oil for August 2016 contract is 27,850 yen.