News Centre

Remarks Of US Treasury Acting Under Secretary Adam Szubin On Countering The Financing Of Terrorism At The Paul H. Nitze School Of Advanced International Studies

Date 21/10/2016

Thank you so much, Dean Nasr and Professor Cohen.  And thank you to SAIS for hosting me today.  Although this is my first time speaking formally at SAIS, I feel like I have a longstanding relationship with this institution.  Many of our best and brightest TFI staff have come from SAIS, including policy staff, intel analysts, sanctions investigators, and enforcement agents.  And I don’t think that’s an accident or simply a fluke of geography. There may be no other school that is instilling its graduates with such economic rigor and strategic judgment.

Remarks At 2016 Conference On Auditing and Capital Markets [1], SEC Commissioner Michael S. Piwowar, Washington, DC, Oct. 21, 2016

Date 21/10/2016

Good morning and thank you, Chairman Doty, for that kind introduction. Chairman Doty, Board Members Harris, Ferguson, Hanson, and Franzel, members of the Board staff, and distinguished guests, it is a privilege and a pleasure to be here at the Public Company Accounting Oversight Board (“PCAOB” or “Board”) 2016 Conference on Auditing and Capital Markets.

TOM MTF Statistics Week 42, 2016

Date 21/10/2016

Click here to download the weekly statistics update of TOM MTF for week 42, 2016.

MIAX Options Exchange: System Settings For MIAX Complex Orders

Date 21/10/2016

MIAX recently received approval to trade Complex Orders on the Exchange (SR-MIAX 2016 26).  Complex Orders will be available to trade on Monday, October 24, 2016 beginning with iShares Russell 2000 Index, symbol IWM.

Speech By Federal Reserve Governor Daniel K. Tarullo, At The Conference On The New Pedagogy Of Financial Regulation, Columbia Law School, New York, New York, October 21, 2016, Pedagogy And Scholarship In A Post-Crisis World

Date 21/10/2016

Let me begin with the most prosaic of observations: The events of 2007-09 will be remembered not as a banking crisis, but as a financial crisis. Neither the origins nor the transmission of stress were limited to the traditional banking system of commercial banks and thrifts. While Wachovia and Washington Mutual failed, and other large depository institutions survived only because of government support, the more spectacular failures were those of nonbank financial firms--including American International Group (AIG), Bear Stearns, Lehman Brothers, and the government-sponsored enterprises Fannie Mae and Freddie Mac. Repurchase agreement (repo) and commercial paper markets depended on government liquidity to continue operating, as did money market funds.

Irish Stock Exchange Publishes Statistics For Q3 2016

Date 21/10/2016

Q3 2016 statistics show over 35,000 securities listed on ISE markets

Keynote Remarks Of CFTC Chairman Timothy Massad At The Managed Funds Association Outlook 2016 Conference

Date 21/10/2016

Thank you for that kind introduction. I’m pleased to be with you today, and I thank you for inviting me.

There is a lot going on at the CFTC. In the last six weeks, we have finalized important rules to enhance cybersecurity in critical market infrastructure. We have mandated additional clearing requirements for interest rate swaps that are, or will soon be, subject to a clearing mandate in another jurisdiction. We issued a proposal regarding the cross-border application of some of our swap rules, and ordered a one-year delay in the decrease of the swap dealer de minimis threshold. And there is a lot going on in the area of clearinghouse resilience, recovery, and resolution.

Malawi Stock Exchange Weekly Trading Report - 21 October, 2016

Date 21/10/2016

Click here to download Malawi Stock Exchange's weekly trading report for week ending 21 October, 2016.

Dash Financial Names Forefront Communications Agency Of Record

Date 21/10/2016

Forefront Communications Group, the boutique, trading technology-focused marketing and PR firm launched earlier this year, today announced that it has been retained by Dash Financial. Forefront will provide Dash with a range of marcomms services, including media relations, messaging and positioning development and strategic communications counsel.

Moscow Exchange: New Free Float Methodology To Take Effect From 31 October 2016

Date 21/10/2016

A new version of the Moscow Exchange Free Float Methodology will come into force on 31 October 2016.