News Centre

2016 CBOE Risk Management Conference Asia - CBOE To Host CBOE RMC Asia November 30 – December 1, 2016, In Hong Kong

Date 13/09/2016

Chicago Board Options Exchange® (CBOE®) will be hosting the second annual CBOE Risk Management Conference (RMC) Asia, from November 30 through December 1, 2016, at the Conrad Hong Kong.

Finansinspektionen: Resurs Bank Receives A Remark And An Administrative Fine

Date 13/09/2016

Finansinspektionen is issuing Resurs Bank AB a remark. The bank must also pay an administrative fine of SEK 35 million.

SEC: Company Failed To Disclose Credit Risk In Investments

Date 13/09/2016

The Securities and Exchange Commission today announced that a Portuguese-based telecommunications company has agreed to pay a $1.25 million penalty for its failure to properly disclose the nature and extent of credit risk involved in its investments in debt instruments issued by companies of Portuguese conglomerate Grupo Espirito Santo.

TEXPERS Amplifies Attorney General’s Opinion on Pension Funds in Statute

Date 13/09/2016

The Texas Association of Public Employee Retirement Systems today applauded the state Attorney General’s opinion in the matter of who is liable when a local retirement system is unable to meet financial obligations.

MIAX Options Exchange: Rule Change Notice - FINRA Arbitration Rules 12400 And 13400

Date 13/09/2016

FINRA has filed to amend Rule 12400 of the Code of Arbitration Procedure for Customer Disputes and Rule 13400 of the Code of Arbitration Procedure for Industry Disputes relating to broadening chairperson eligibility in arbitration.

EBA Publishes Results Of The CRDIV-CRR/Basel III Monitoring Exercise As Of 31 December 2015

Date 13/09/2016

The European Banking Authority (EBA) published today its tenth report of the CRDIV-CRR/Basel III monitoring exercise on the European banking system. This exercise, run in parallel with the one conducted by the Basel Committee on Banking Supervision (BCBS) at a global level, presents aggregate data on capital ratios – risk-based and non-risk-based (leverage) – and liquidity ratios – the liquidity coverage ratio (LCR) and net stable funding ratio (NSFR) – for banks across the European Union (EU). It summarises the results using data as of 31 December 2015.

Money.Net Integrates Vela’s SuperFeed Into Its Market Data Distribution Platform - Delivering Key Low Latency Data Feed To Clients

Date 13/09/2016

Vela, a global industry leader in high performance trading and market data technology, has successfully on-boarded its consolidated market data feed, SuperFeed, at Money.Net, one of New York’s fastest growing financial services companies.

Clearstream’s Monthly Report

Date 13/09/2016

• Successful TARGET2-Securities wave three migration
• Clearstream prepares for its migration in February 2017

Industry Veteran Peter Moss Named CEO Of The SmartStream Reference Data Utility

Date 13/09/2016

SmartStream Technologies, the Transaction Lifecycle Management (TLM) specialist, today announced with immediate effect the appointment of Peter Moss as CEO of The SmartStream Reference Data Utility (RDU).

NSD Approves Its Valuation Center’s Expert Council Composition And Documents

Date 13/09/2016

National Settlement Depository (NSD), Russia’s central securities depository, has approved a series of regulations governing the operations of its Valuation Center, including the Regulations on NSD’s Valuation Center and the Regulations on the Expert Council of NSD’s Valuation Center.