News Centre

Capital Requirements Of Swedish Banks As Of The First Quarter 2017

Date 24/05/2017

Finansinspektionen publishes the capital requirements of the ten largest Swedish banks and credit institutions as of the end of the first quarter 2017.

Redwood Launches New ETF Series Of Connected Wealth Funds On NEO

Date 24/05/2017

Aequitas NEO Exchange Inc. (“NEO Exchange” or “NEO”) is pleased to announce that Redwood Asset Management Inc. (“Redwood”), a wholly owned subsidiary of Purpose Investments Inc. (“Purpose”), received final approval from NEO and Canadian securities regulators to launch a new series of ETFs. 

CME Group Inc. Announces Preliminary Results From Its 2017 Annual Meeting Of Shareholders

Date 24/05/2017

CME Group Inc. (NASDAQ: CME) today announced the preliminary shareholder voting results from its 2017 annual meeting.

ESMA Closed For Public Holidays On 25 And 26 May

Date 24/05/2017

ESMA is closed for public holidays on 25 and 26 May.

Moscow Exchange Enters Strategic Cooperation Agreement With Shanghai Stock Exchange

Date 24/05/2017

Moscow Exchange (MOEX) has expanded further the scope for collaboration with the Shanghai Stock Exchange (SSE) as the two exchanges signed a strategic cooperation agreement during a meeting in Moscow on 22 May 2017.

SEC Files Charges In Trading Scheme Involving Confidential Government Information

Date 24/05/2017

The Securities and Exchange Commission today announced charges in an alleged insider trading scheme involving tips of nonpublic information about government plans to cut Medicare reimbursement rates, which affected the stock prices of certain publicly traded medical providers or suppliers.

Northern Trust Establishes Branch Office In Abu Dhabi - New License Underscores Commitment To Middle East

Date 24/05/2017

Northern Trust (Nasdaq: NTRS) today announces the continued focus on  its business in the United Arab Emirates with the establishment of its branch office in Abu Dhabi Global Market (ADGM), the international financial centre in Abu Dhabi.

Fonetic And Actiance Deliver Trade Reconstruction And Analytics With Next-Gen Archiving And Compliance For Financial Service Companies - A Single Platform For Capturing, Archiving And Analyzing Historical And Current Trading

Date 24/05/2017

Fonetic S.L. (www.fonetic.com) a global leader in voice processing, compliance and surveillance technology, and Actiance (www.actiance.com), the leader in communications compliance, archiving, and analytics, today announced that they’ll collaborate to combine their platforms for a comprehensive trade reconstruction, analytics, compliance and archiving solution.

CPMI IOSCO Implementation Monitoring Of The PFMI: Level 2 Assessment Report For Hong Kong SAR

Date 24/05/2017

The Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) have today published a report that confirms that Hong Kong’s legal, regulatory and oversight framework for key payments and settlement systems complies with CPMI-IOSCO’s Principles for financial market infrastructures (PFMI).

ESMA Consults On Money Market Funds Rules

Date 24/05/2017

The European Securities and Markets Authority (ESMA) has published a Consultation Paper (CP) on the Money Market Funds Regulation (MMFR). The CP contains proposals on draft technical advice (TA), draft implementing technical standards (ITS), and guidelines under the MMFR. The key proposals relate to asset liquidity and credit quality, the establishment of a reporting template and stress test scenarios.