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MIAX Options Exchange: MIAX Options And MIAX PEARL Fee Schedule Updates
Date 03/02/2017
The MIAX PEARL Fee Schedule will be effective Monday, February 6, 2017. The MIAX Options Fee Schedule rates remain unchanged. However, connectivity descriptions as they relate to MIAX PEARL access have been updated for clarity. A summary of the changes are attached.
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Remarks By President Trump In Strategy And Policy Forum
Date 03/02/2017
THE PRESIDENT: Well, thank you, everybody, for being here this morning. This is a really world-class group and I want to thank and congratulate Steve. You have done, as usual, an amazing job. Steve called me up the day after the election -- it might have even been the same night, Jamie, to be honest with you. You know Steve -- (inaudible) -- in fact, I think maybe one minute. And he said, I'd like to put together a group of world-class leaders and that's what he's done. So good job, Steve.
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SIFMA Statement On Trump Memorandum To Delay DOL Fiduciary Rule
Date 03/02/2017
SIFMA today released the following statement from Kenneth E. Bentsen, Jr, SIFMA president and CEO, on the memorandum issued by President Trump directing the Department of Labor to delay the applicability date of the fiduciary rule:
“The Department of Labor’s fiduciary rule is flawed and is causing harm to retirement savers. SIFMA’s members have long supported a best interest standard for brokers who provide personalized investment advice, but the DOL is not the right agency nor is the DOL rule the right approach. Delaying the applicability date to allow the new Administration an opportunity to review the rule’s impact on investors and the market is appropriate and not without precedent.”
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British Columbia Securities Commission Panel Finds West Vancouver Woman Made False Statements To Investigators And Dismisses Allegations Of Misrepresentation, Market Manipulation, And Illegal Distribution
Date 03/02/2017
A British Columbia Securities Commission (BCSC) panel has found that Christine Maria Cerisse made false or misleading statements to BCSC investigators. In the same decision, the panel dismissed allegations of misrepresentation, market manipulation, and illegal distribution against Cerisse and two other B.C. residents, Laurence (a.k.a. Lawrence) Frederick Austin, and Thomas John Sadler.
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SIFMA Commends Presidential Action to Review Financial Regulatory Framework
Date 03/02/2017
SIFMA today released a statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, regarding the executive order from President Trump calling for review of the nation’s financial regulatory framework and its impact on the markets and the economy:
“SIFMA has long called for a cumulative review of financial regulations including those put in place since 2008 and we commend the Trump Administration taking this action. Our capital markets are the envy of the world and also among the most regulated sectors in the U.S. economy. It is imperative to ensure that our financial regulatory framework does not unnecessarily impede capital formation that drives job creation, economic growth and investor opportunity in this country."
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MIAX PEARL Confirms February 6, 2017 Launch Date
Date 03/02/2017
MIAX PEARL, the newest U.S. equity options exchange, today confirmed that it will launch trading operations on Monday, February 6, 2017 at 9:30 a.m., Eastern Standard Time. MIAX PEARL further confirmed that IBM will be its first symbol listed for options trading. MIAX PEARL is the second exchange offered by its parent holding company Miami International Holdings, Inc. The first exchange, MIAX Options, began operations in December of 2012, and executed 6.81% of U.S. equity options industry volume in 2016. To date, MIAX Options has executed more than 690 million contracts.
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SEC Charges Financial Adviser With Stealing From Client Accounts
Date 03/02/2017
The Securities and Exchange Commission today charged an investment adviser representative with stealing approximately $5 million from client accounts by initiating unauthorized wire transfers and issuing checks to third parties to cover personal expenses.
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MIAX PEARL Options Regulatory Fee Rule Filing
Date 03/02/2017
MIAX PEARL has filed with the Securities and Exchange Commission to implement an Options Regulatory Fee (“ORF”) of $0.0010 per contract at the commencement of trading on Monday, February 6, 2017. See SR-PEARL-2017-09.
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FIA Issues Statement On Regulatory Review Announced By White House
Date 03/02/2017
In response to the executive order issued today by the White House that directed the Treasury Secretary to conduct a 120-day review of financial system regulation, FIA released the following statement from FIA President and CEO Walt Lukken:
"We applaud the President's call to launch a comprehensive review of the laws and regulations governing the financial system. As we said in our letter on Jan. 25, now is the time to review and simplify the regulations put in place following the financial crisis and determine whether these regulations are in fact meeting their public objectives. FIA supports thoughtful regulations that protect investors and promote safe and healthy markets. We look forward to providing stakeholder input into the review process."
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CFTC Commitments Of Traders Reports Update
Date 03/02/2017
The current reports for the week of January 31, 2017 are now available.
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