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SEC: Commission And Commission Staff Issue Updates To Interpretive Guidance On Revenue Recognition

Date 18/08/2017

The Securities and Exchange Commission today issued two releases and the SEC staff released a Staff Accounting Bulletin to update interpretive guidance regarding revenue recognition.
CFTC Commitments Of Traders Reports Update

Date 18/08/2017

The current reports for the week of August 15, 2017 are now available.
BOX Options Exchange: BOX Manual Transaction Fees

Date 18/08/2017

Effective August 21, 2017, BOX Options Exchange (“BOX”) has included fees for the BOX Trading Floor in the Fee Schedule as new Section II (Manual Transactions).
London Stock Exchange Group Plc Transaction In Own Shares

Date 18/08/2017

London Stock Exchange Group plc (the "Company") announces that it has purchased through RBC Europe Limited, in accordance with the authority granted by shareholders at the Company's Annual General Meeting on 26 April 2017, the following number of its ordinary shares of 6 79/86 pence each ("Shares") on the London Stock Exchange as part of the buyback programme announced on 29 March 2017:
Banca IMI Securities To Pay $35 Million For Improper Handling Of ADRs In Continuing SEC Crackdown

Date 18/08/2017

The Securities and Exchange Commission today announced that broker Banca IMI Securities Corp. (BISC), an indirect, wholly-owned U.S. subsidiary of Italian bank Intesa Sanpaolo SpA, has agreed to pay more than $35 million to settle charges that it violated federal securities laws when it requested the issuance of and received American Depositary Receipts (ADRs) without possessing the underlying foreign shares.

European Supervisory Authorities Publish Q&A On The Key Information Document For PRIIPs

Date 18/08/2017

The European Supervisory Authorities (ESAs) published today further guidance on the Key Information Document (KID) requirements for Packaged Retail and Insurance-based Investment Products (PRIIPs) laid down in the European Commission's Delegated Regulation (EU) 2017/653. The guidance promotes common supervisory approaches and practices in the implementation of the KID.
ETFGI Reports ETFs/ETPs Listed In The United States In First 7 months Gathered 275 billion US Dollars In Net Inflows, Nearly Matching Record 2016 Total

Date 18/08/2017

ETFGI, a leading independent research and consultancy firm on trends in the global ETF/ETP ecosystem, reported today ETFs and ETPs listed in the United States gathered net inflows of US$27.99 Bn in July marking the 17th consecutive month of positive net new asset flows.
EU Commission Softens European Regulations On Insurance Distribution - Consumers And Intermediaries Will Again Be Discriminated Against Insurers

Date 18/08/2017

Only a few months before the implementation of the EU Insurance Distribution Directive the European institutions still have to fix regulations in detail which will be valid on European level. The European insurance supervisory authority EIOPA had published a proposal from which the EU Commission now removed crucial issues. “The Commission softens EIOPA’s proposal and obviously inclines to the insurance industry”, Kleinlein, spokesman of BdV, assesses. One of these crucial issues is the conflict of interest which occurs by the payment of commissions. Additionally, when launching new products, insurance companies will not be obliged anymore to identify groups of customers for whom a new product is generally not compatible.
Malawi Stock Exchange Weekly Trading Report - 18 August, 2017

Date 18/08/2017

Click here to download Malawi Stock Exchange's weekly trading report.
FSB - Call For Nominations: Academic Subject Matter Expert - Appointment As Academic Subject Matter Expert To The Derivatives Assessment Team

Date 18/08/2017

The Financial Stability Board (FSB), the Basel Committee on Banking Supervision (BCBS), Committee on Payments and Market Infrastructures (CPMI) and International Organization of Securities Commissions (IOSCO) have agreed to undertake an evaluation of the impact of the interaction of reforms on incentives to centrally clear over-the-counter (OTC) derivatives. Over 2017-18, the Derivatives Assessment Team (DAT) will undertake a review of the incentives for central clearing arising from the interaction of a number of post-crisis regulatory reforms (see attached background note for more information on the study). A previous study was published in 2014.