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  • Monetary Authority Of Singapore Issues Prohibition Order Against Alan Tay Yeow Kee For Insider Trading

    Date 31/07/2018

    The Monetary Authority of Singapore (MAS) has issued a 5-year prohibition order (PO) against Mr Alan Tay Yeow Kee. Mr Tay will be prohibited from carrying out any regulated activities and from taking part in the management, acting as a director, or becoming a substantial shareholder of any capital market services firm under the Securities and Futures Act (SFA).

  • Tokyo Commodity Exchange: Periodic Review Of Top 10 Volume By Member

    Date 31/07/2018

    TOCOM publishes the “Top 10 Volume by Member” report, which contains information on the members holding 10 largest trade volumes, with the name of each member and the number of trade volume (the total of buy and sell transactions) for each commodity.

  • ASIC Updates Guidance For Funds Management Industry

    Date 31/07/2018

    ASIC has released a suite of seven new and updated regulatory guides to provide comprehensive guidance to the funds management industry. The guidance has been updated for changes arising from the Asia Region Funds Passport and brings all of ASIC's funds management policies up to date to help promote industry-wide consistency.

  • Statement Announcing SEC Staff Roundtable On The Proxy Process, SEC Chairman Jay Clayton

    Date 30/07/2018

    Shareholder engagement is a hallmark of our public capital markets, and the proxy process is a fundamental component of that engagement. In 2010, the Commission issued a concept release seeking public comment on whether the U.S. proxy system as a whole operates with the accuracy, reliability, transparency, accountability, and integrity that shareholders and companies should expect. In light of the many changes in our markets, technology, and how companies operate since then, SEC staff will host a roundtable this fall to hear from investors, issuers, and other market participants about whether the SEC’s proxy rules should be refined.

  • IMF Managing Director Christine Lagarde Appoints Rhoda Weeks-Brown As General Counsel Of The IMF And Director Of The Legal Department

    Date 30/07/2018

    Ms. Christine Lagarde, Managing Director of the International Monetary Fund (IMF), today announced her intention to appoint Rhoda Weeks-Brown as the IMF’s General Counsel and Director of the Legal Department. Ms. Weeks-Brown succeeds Mr. Sean Hagan whose retirement was announced previously. She is expected to begin her work in this capacity on September 17, 2018.

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