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Nasdaq CFO Michael Ptasznik To Present At Barclays Global Financial Services Conference

Date 30/08/2018

Who:                Nasdaq CFO Michael Ptasznik

What:              Barclays Global Financial Services Conference

When:             Wednesday, September 12, 2018
                        9:00 AM ET
                                    
Where:            New York Hilton Midtown
                       1135 Avenue of the Americas
                       New York, NY 10019

Mr. Ptasznik’s presentation will be webcast at Nasdaq’s Investor Relations Website: ir.nasdaq.com/events.cfm

U.S. Agencies Extend Deadline For Certain Resolution Plan Submissions

Date 30/08/2018

The Federal Reserve Board and the FDIC on Thursday announced that they have extended the next resolution plan filing deadline for a designated nonbank to December 31, 2019, and the deadline for four foreign banking organizations (FBOs) to July 1, 2020. The extensions will allow additional time for the agencies to provide feedback to the firms on their last submissions and for the firms to produce their next plans.

SEC Charges Buffalo Advisory Firm And Principal With Fraud Relating To Association With Barred Adviser

Date 30/08/2018

The Securities and Exchange Commission today filed charges against a Buffalo, New York, investment advisory firm and its owner for misleading firm clients about its association with a barred investment adviser, who is also being charged for violating the bar.  

UK's Financial Conduct Authority: Wonga In The Process Of Entering Administration

Date 30/08/2018

Wonga Group Limited and WDFC UK Limited (Wonga), have decided to place themselves into administration. Insolvency Practitioners from Grant Thornton are in the process of being appointed as administrators to manage the firms’ businesses and affairs.

TMX Group CEO Lou Eccleston To Present At The 2018 Scotiabank Financials Summit

Date 30/08/2018

TMX Group CEO Lou Eccleston will present at the 19th annual Scotiabank Financials Summit at the Fairmont Royal York Hotel in Toronto.

ACER: The Agency Publishes Its Analysis On The Swedish Tariff Code Implementation For Gas

Date 30/08/2018

The Agency published today its second Report on the implementation of the Network Code on Harmonised Transmission Tariff Structures for Gas. This Report presents the analysis of the Agency for the transmission system of Sweden.

Revised Lists Of The Moscow Exchange Indices Announced

Date 30/08/2018

Moscow Exchange announced today the results of the quarterly review for MOEX indices. All changes were made upon recommendations from the Index Committee and will be implemented from 21 September 2018. The Exchange has also set free floats for a number of companies.

AML Experts Fortytwo Data Expand Operations By Opening Ukraine Office

Date 30/08/2018

• UK’s leading AML and Big Data firm Fortytwo Data opens Kiev office
• High quality of Ukrainian tech sector was driving factor behind firms first move beyond City of London

Vanguard Australia Selects New FTSE Russell Index For Values-Aligned ETF And Index Fund

Date 30/08/2018

• FTSE Russell launches new FTSE Global Choice Index Series
• Indexes help investors align their values with investments using ‘building block’ approach to allow for creation of customised solutions
• Clear and simple exclusion methodology screens stocks according to social and environmental impacts
• FTSE Developed ex Australia ex Non-Renewable Energy/Vice Products/Weapons Index selected by Vanguard Australia
• Tracked by the Vanguard Ethically Conscious International Shares Index Fund and ETF
• c.$650 billion ETF AuM linked to all FTSE Russell indexes globally

Monetary Authority Of Singapore Issues Prohibition Orders Against Mr Lee Chang Yeh Bentley For fraudulent And Dishonest Conduct

Date 30/08/2018

The Monetary Authority of Singapore (MAS) has issued 12-year prohibition orders against Mr Lee Chang Yeh Bentley, under the Securities and Futures Act (SFA) and the Financial Advisers Act (FAA).