News Centre

SGX, CFA Society Singapore And MoneySENSE Jointly Launch The “Save And Invest Portfolio Series” With Lianhe Zaobao

Date 04/10/2017

Singapore Exchange (SGX) is partnering CFA Society Singapore and MoneySENSE to launch the year-long “Save and Invest Portfolio Series” with Chinese daily Lianhe Zaobao, in a move to encourage Chinese-language readers to save and invest for the future. This follows the success of The Sunday Times Invest section’s “Save and Invest Portfolio Series” that has been running for the past two years.

Japan-EU High Level Meeting On Financial Issues

Date 04/10/2017

The 2017 Japan-EU High Level Meeting on Financial Issues was held in Brussels on 3 October 2017. This year's meeting provided an important opportunity for Senior Officials from both sides to exchange views on the recent regulatory and supervisory developments in the financial sector at international level and in their respective jurisdictions.

IIROC Resources Help Investors Better Understand Investment Regulation And Their Choices - October Is Investor Education Month

Date 04/10/2017

The Investment Industry Regulatory Organization of Canada(IIROC) is making available enhanced resources for investors to mark Investor Education Month. These resources will help investors better understand how they are protected when investing through an IIROC-regulated firm and investment advisor, as well as how they can use IIROC's free online database, Advisor Report, to research their advisor's professional background, including training, qualifications and any history of IIROC discipline.

Miller Wins CalPERS Board Seat - Bilbrey And Brown In Runoff - Ballots To Be Mailed November 10; Voting Deadline Is December 11

Date 03/10/2017

David Miller was declared the unofficial winner today of one of the two Member-at-Large seats up for election to the Board of Administration of the California Public Employees' Retirement System.

Remarks By US Treasury Secretary Steven T. Mnuchin At The Treasury Department’s Deregulation Day Listening Session

Date 03/10/2017

Good afternoon everyone – welcome to the Treasury Department.

Before we begin, I would like to express my shock and sadness over yesterday's tragedy in Las Vegas and extend my deepest sympathies to all of those affected. While we mourn for the victims of this cowardly attack, we also commend the bravery of our first responders and others providing critical support for their fellow Americans. Our thoughts and prayers are with the people in Las Vegas.

US Treasury Department Hosts Regulatory Reform Summit With Key Stakeholders

Date 03/10/2017

Yesterday, U.S. Treasury Secretary Steven T. Mnuchin welcomed dozens of key academics, policymakers, advocates and industry stakeholders to the Treasury Department to discuss the Administration's efforts to cut bureaucratic red tape. 

CBOE Holdings Plans Listing Of Roku (ROKU) Options - Expected To Start Trading On Friday, October 6 - Listing On CBOE, C2, BZX And EDGX Exchanges Planned

Date 03/10/2017

CBOE Holdings, Inc. (BATS: CBOE | NASDAQ: CBOE) today announced it plans to list options on Roku, Inc. (ROKU), the streaming video device maker, on Friday, October 6, once the underlying stock has been certified as meeting all of CBOE Holdings' applicable exchanges' listing criteria.

NZX Shareholder Metrics September 2017

Date 03/10/2017

Please see attached NZX Shareholder Metrics for September 2017.

Attachments

• NZX Limited - Monthly Shareholder Metrics September 2017

Petal Walker, Chief Counsel To Former CFTC Commissioner Bowen, Leaving Agency

Date 03/10/2017

Petal Walker, Chief Counsel to former Commodity Futures Trading Commission (CFTC) Commissioner Sharon Bowen will leave the CFTC effective today.

SEC Charges Penny-Stock Operators In Push To Crack Down On Repeat Offenders

Date 03/10/2017

The Securities and Exchange Commission today charged two individuals with defrauding investors in penny stock companies that claimed to have valuable patents.  One of those charged had been barred from the penny stock business based on his role in another securities scheme and neither he nor his companies had ever been issued any patents by the U.S. Patent and Trademark Office, the SEC alleged.