News Centre

CFTC Divisions Extend Time-Limited No-Action Relief From The Swap Clearing And Trade Execution Requirements For Certain Affiliated Counterparties

Date 14/12/2017

The Commodity Futures Trading Commission’s (CFTC) Divisions of Clearing and Risk (DCR) and Market Oversight (DMO) today each extended previously-issued no-action relief from the swap clearing and trade execution requirements for certain inter-affiliate transactions (CFTC Letters 16-80, 16-81, and 16-84). As described further below, DCR is extending and modifying no-action relief that was previously provided, until the earlier of December 31, 2020, or the date on which amendments to relevant CFTC regulations take effect. Similarly, DMO is extending no-action relief that was previously provided until December 31, 2020, or the effective date of Commission action providing a permanent solution for the execution of inter-affiliate swaps.

Cboe Data Shop Plans To Add FX Offerings, Spot And Futures Bitcoin Data - Gives Customers Direct, Immediate Access To Comprehensive Data Sets In Both Asset Classes

Date 14/12/2017

Cboe Global Markets, Inc. (Cboe: CBOE | Nasdaq: CBOE) today announced Cboe Data Shop will add historical spot foreign exchange data from Cboe FX to its range of offerings beginning tomorrow, December 15. Cboe FX, Cboe's foreign exchange market, has set several new market-share records, and volume and activity on the global platform has grown.

SEC Names Kenneth A. Johnson As Chief Operating Officer

Date 14/12/2017

The Securities and Exchange Commission today announced that Kenneth A. Johnson has been named the agency's Chief Operating Officer (COO). Mr. Johnson has served as Acting COO since February 2017.

FIA: November 2017 SEF Tracker

Date 14/12/2017

Jury Finds Technology Company Founder Liable For Misleading Investors About Energy-Efficient Computer Servers, Stephanie Avakian, Co-Director, SEC Division Of Enforcement, Steven Peikin, Co-Director, SEC Division Of Enforcement

Date 14/12/2017

"We are gratified by the jury’s verdict finding William E. Mapp III liable for misleading Servergy investors about the company’s business prospects.  Corporate officers owe shareholders nothing less than the full truth, and we vigorously pursue executives who mislead people."

Qatar Stock Exchange And Qatar Development Bank Sign MoU For Cooperation

Date 14/12/2017

EBA Publishes Updated ITS Package For 2018 Benchmarking Exercise

Date 14/12/2017

The European Banking Authority (EBA) published today an update to its Implementing Technical Standards (ITS) on benchmarking of internal approaches, which define the benchmarking portfolios for the 2018 benchmarking exercise.

FIA And SIFMA Release White Paper On U.S. Access To Non-U.S. Trading Venues And CCPs

Date 14/12/2017

FIA and SIFMA today released a white paper setting out recommendations for improving U.S. access to international swap markets.

EBA Publishes Its Standardised Data Templates As A Step To Reduce NPLs

Date 14/12/2017

The European Banking Authority (EBA) published today data templates that will create the foundation for NPL transactions across the EU. The templates will provide a common EU data set for the screening, financial due diligence and valuation during NPL transactions. An extended use of the templates is expected to widen the investor base, lower entry barriers to potential investors, improve data quality and availability, support price discovery and facilitate the development of the NPL secondary market.

CFTC Seeks Public Comment On Proposed Changes To Chicago Mercantile Exchange Inc. Rules Regarding Direct Funding Participants

Date 14/12/2017

The Commodity Futures Trading Commission (CFTC) is requesting public comment on proposed rule changes submitted by Chicago Mercantile Exchange Inc. (CME) under CFTC Regulation 40.10. Comments regarding the submission should be submitted on or before January 12, 2018.