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  • CFTC To Hold An Open Commission Meeting On March 7, 2019

    Date 27/02/2019

    Commodity Futures Trading Commission (CFTC) Chairman J. Christopher Giancarlo announced that the CFTC will hold an open meeting on Thursday, March 7, 2019, at 10:00 a.m. to consider the following:

    • Amendment to the Comparability Determination for Japan:  Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants;
    • Comparability Determination for Australia:  Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants;
    • National Futures Association (NFA) Proposal to Amend Certain NFA Compliance Rules and Interpretive Notices to Incorporate Swaps;
    • Notice of Revised Registration Form 7-R;
    • Final Rule Amending Regulations on Segregation of Assets Held as Collateral in Uncleared Swap Transactions; and
    • System of Records Notices for CFTC Privacy Act Systems CFTC-12 (NFA Applications Suite), CFTC-45 (Comments Online), and CFTC-53 (Contact Lists).

  • Joint Trade Association Views On The ‘Review Of The European System Of Financial Supervision’

    Date 27/02/2019

    We are writing to you as a group of European Trade Associations representing asset managers, the banking sector, insurers, pension funds, private equity funds and market infrastructuresto express our views on the ‘Review of the European System of Financial Supervision’ in light of the ongoing trilogue negotiations.

  • ETFGI Reports Assets Invested In Environmental, Social, And Governance (ESG) ETFs And ETPs Listed Globally Reaches A Record US$25 Bn At The End Of January 2019

    Date 27/02/2019

    ETFGI, a leading independent research and consultancy firm covering trends in the global ETF/ETP ecosystem, reported today that Environmental, Social, and Governance (ESG) ETFs and ETPs listed globally gathered net inflows of US$730 million during January. Total assets invested in ESG ETFs and ETPs increased by 9.97% from US$22.47 billion at the end of December, to a record US$24.71billion, according to ETFGI’s January 2019 ETF and ETP ESG industry landscape insights report, an annual paid-for research subscription service.  (All dollar values in USD unless otherwise noted.) 

  • Tadawul Announces Key Developments on Nomu – The Parallel Market

    Date 27/02/2019

    The Saudi Stock Exchange (Tadawul) announces  today a series of structural changes to Nomu - the Parallel Market aimed at supporting the growth, development and sustainability of the market, and increasing the number of listed companies on Nomu and enhancing the market liquidity.

  • Europe’s Leading Trading Firms Respond To Political Agreement On A New Prudential Regime For Investment Firms

    Date 27/02/2019

    Piebe Teeboom, Secretary-General of FIA EPTA, the association representing the leading principal trading firms in Europe, welcomed yesterday’s political agreement between the Eu- ropean Parliament and the Council on the Investment Firm Review (IFR/IFD) -- but stressed the importance of implementing the new regime in a proportionate way for Europe’s capital markets to be able to further develop and grow.