News Centre

NZX Annual Meeting 2018

Date 15/03/2018

On behalf of the board of directors I am pleased to invite you to the Annual Meeting of NZX, commencing at 10.00am on 13 April 2018.

The Updated Coefficients For Moscow Exchange Indices To Come Into Force

Date 15/03/2018

The following coefficients for Moscow Exchange indices come into force from March 16, 2018:

Financial Stability Board Launches Survey On Infrastructure Financing As Part Of Its Efforts To Evaluate The Impact Of G20 Regulatory Reforms

Date 15/03/2018

The Financial Stability Board (FSB) launches a voluntary survey on the trends, drivers, and potential effects of regulatory reforms on infrastructure financing, and invites relevant institutions to participate.

CFTC Commissioner Rostin Behnam Seeks Nominations For Market Risk Advisory Committee Membership And Public Comment On Committee Priorities

Date 15/03/2018

Commodity Futures Trading Commission (CFTC) Commissioner Rostin Behnam, sponsor of the CFTC’s Market Risk Advisory Committee (MRAC), is seeking nominations for membership and public input on MRAC’s priorities through a formal request for submissions in the Federal Register. The deadline for submissions is March 29, 2018.

EBA Publishes Its Roadmap On FinTech

Date 15/03/2018

Office Of The Comptroller Of The Currency: Maureen Whalen Named Deputy Comptroller For External Governance And the Ombudsman Office

Date 15/03/2018

The Office of the Comptroller of the Currency (OCC) announced today that Maureen Whalen has been appointed Deputy Comptroller for External Governance and the Ombudsman Office, effective June 10, 2018.

MIAX Options: Rule Change Notice - FINRA Arbitration Rules 12214, 12904, 13214 And 13904

Date 15/03/2018

FINRA is proposing to amend FINRA Rules 12214(e)(1) and 12904(g)(5) of the Code of Arbitration Procedure for Customer Disputes and FINRA Rules 13214(e)(1) and 13904(g)(5) of the Code of Arbitration Procedure for Industry Disputes to eliminate the $400 fee for an explained decision. 

Remarks Of CFTC Commissioner Rostin Behnam At The FIA Boca 2018 International Futures Industry 43rd Annual Conference, Boca Raton, Florida - Accountability & Moving Forward

Date 15/03/2018

Introduction

Good afternoon and thank you for the kind introduction. I’m thrilled to be the crowd warmer for the Washington Outlook panel. Joking aside, the crowd warmer’s job is to get the audience in the mood for the main act -- to make you all feel integral to what’s about to occur on stage and to elicit and encourage you to react. Your engagement and reactions are critically important, especially now as we have all been promised deliverables in terms of Project KISS1, Reg. Reform 2.0,2 and CFTC and SEC harmonization,3 and we are increasingly expectant of proposals for resolving outstanding regulatory issues such as the de Minimis exception, position limits, and Regulation Automated Trading (Reg AT).

APEX To Launch New Customized Clearing System Provided By Cinnober

Date 15/03/2018

• Leading technology firm's end-to-end post-trade solution to be used by derivatives exchange in Singapore

ESMA Registers SPMW Rating Sp. z o.o. As A CRA

Date 15/03/2018

The European Securities and Markets Authority (ESMA), the EU’s direct supervisor of credit rating agencies (CRAs), has registered SPMW Rating Sp. z o.o. as a CRA under Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (CRA Regulation), with effect from 15 March 2018. SPMW Rating Sp. z o.o. is based in Poland, issuing sovereign and public finance ratings and corporate ratings.