News Centre

SEC Names James Reese Chief Risk And Strategy Officer Of The Office Of Compliance Inspections And Examinations

Date 15/05/2018

The Securities and Exchange Commission today announced that James Reese has been named the Chief Risk and Strategy Officer of the agency’s Office of Compliance Inspections and Examinations (OCIE). Mr. Reese has served as Acting Chief since February 2017.  

Qatar Stock Exchange Working Hours During Ramadan

Date 15/05/2018

TMX Group Announces Election Of Directors

Date 15/05/2018

TMX Group today announced that the nominees listed in the management proxy circular for the 2018 Annual and Special Meeting of Shareholders were elected as directors of TMX Group Limited. Detailed results of the vote for the election of directors held at the Annual and Special Meeting on Thursday, May 10, 2018 in Torontoare set out below.

SEC Files Charges In International Manipulation Scheme

Date 15/05/2018

The Securities and Exchange Commission today charged four individuals for their roles in a fraudulent scheme that generated nearly $34 million from unlawful stock sales and caused significant harm to retail investors.

Remarks Of CFTC Commissioner Rostin Behnam Before Energy Risk USA, Houston, Texas: Delivering A Message On Relationship Patterns

Date 15/05/2018

Introduction

Good morning.  It’s an honor to be here with you.  Shortly after being sworn in as a CFTC Commissioner in September 2017, I announced a listening tour.  My goal was, and still is, to spend this first year as a Commissioner traveling to as many places as my schedule (and family) will allow; visiting market participants and stakeholders, both large and small, to help inform my thinking for the balance of my term, specifically about what CFTC rules, regulations, and policies are working or—more importantly—not working.  More simply, how I can be an effective regulator in Washington, D.C.

Thomson Reuters To Move USD 300 Billion-A-Day Forex Derivatives Trading To Dublin Due To Brexit

Date 15/05/2018

Thomson Reuters Corp has announced that it will transfer its USD300 billion-a-day foreign exchange derivatives trading business to Dublin from London ahead of Britain’s departure from the European Union next year.

Federal Reserve Board announces termination of enforcement actions with Barclays Bank plc and Oklahoma Capital Bank

Date 15/05/2018

The Federal Reserve Board on Tuesday announced the termination of the enforcement actions listed below:

Barclays Bank plc, London, England and Barclays Bank plc, New York Branch, New York, New York
Cease and Desist Order dated August 16, 2010 (PDF)
Terminated May 11, 2018

SEC Names Caryn E. Kauffman As Chief Financial Officer

Date 15/05/2018

The Securities and Exchange Commission today announced that Caryn E. Kauffman has been named the agency's Chief Financial Officer (CFO). Ms. Kauffman has served as Acting CFO since February 2017.  The CFO plays a key role in making sure SEC resources are effectively allocated to the activities that best accomplish the agency’s mission.

FINOS Expands With OpenFin Contribution Of FDC3 Application Interoperability Standards - Contribution To The Independent And Neutral Foundation Will Support The Long-Term Growth And Adoption Of The FDC3 Standards By FinTech Community

Date 15/05/2018

The Fintech Open Source Foundation (FINOS), a nonprofit foundation promoting open innovation in financial services, together with OpenFin, the operating system powering digital transformation on financial desktops, today announced the contribution by OpenFin of the FCD3 program into the Foundation’s open source governance framework.

Exchange Data International Launches Canadian Fixed Income Evaluated Pricing Service - The Company Expands Its Current Offering By Including 5 New Fixed Income Asset Classes

Date 15/05/2018

Exchange Data International (EDI), a leading provider of global security corporate actions, pricing and reference data services, officially announces the launch of its Canadian Fixed Income Evaluated Pricing service.