FTSE Mondo Visione Exchanges Index:
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CFTC Unanimously Adopts Rule Amendments Simplifying Chief Compliance Officer Duties And Annual Report Rules For FCMs, Swap Dealers And Major Swap Participants
Date 21/08/2018
The Commodity Futures Trading Commission (CFTC) unanimously approved final amendments clarifying and simplifying its regulations governing chief compliance officer (CCO) duties and annual compliance reporting requirements for futures commission merchants (FCM), swap dealers and major swap participants.
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Thomson Reuters Provides QUICK Market Commentary Services Through Eikon For Global Customers - QUICK Offers Equity And Derivatives Commentary In Japanese - Auto Translation Functions Available For Japan Focused Investors
Date 21/08/2018
Thomson Reuters today announced that it is providing paid market commentary services on Japanese equity and derivatives through a new collaboration with Japanese financial information firm, QUICK. The services are available now to global clients outside of Japan using Thomson Reuters Eikon.
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Statement Of CFTC Chairman J. Christopher Giancarlo Regarding The Final Rule On Chief Compliance Officer Duties And Annual Report Requirements For Futures Commission Merchants, Swap Dealers, And Major Swap Participants
Date 21/08/2018
As part of the CFTC’s Project Kiss efforts, this final rule will streamline and clarify a Chief Compliance Officer’s (CCO) obligations, as well as harmonize certain provisions with the Securities and Exchange Commission’s (SEC) rules. Clarifying the role and responsibilities of the CCO should enable greater accountability and improve overall compliance, as well as reduce burdens on CCOs and uncertainty for registrants. The rule continues to impose a duty on CCOs to resolve matters but within the practical limits of their position at the CFTC-registered entity. The rule also continues to impose a duty for the CCO to undertake an annual review but reduces the burdens associated with the review, which will allow the CCO to devote more time and resources to compliance activities at the registrant. In addition, further harmonizing definitions and CCO duties of dual CFTC-SEC registrants should improve efficiency and further reduce the burdens on CCOs.
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World Bank Research: 2017 Was Stellar Year For Private Infra Investments In World’s Poorest Countries
Date 21/08/2018
Research out of the World Bank Group that shows that 2017 was a stellar year for private infrastructure investments in the world’s poorest countries, more than doubling by dollar amount from 2016. These countries also saw their share of total investment in low- and middle-income countries nearly double, compared with last year.
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Ontario Securities Commission Announces Roundtable Agenda On Derivatives Registration And Business Conduct Regimes
Date 21/08/2018
The Ontario Securities Commission (OSC) today announced details for an upcoming roundtable it will host as part of the Canadian Securities Administrators (CSA)’s ongoing consultation process on the proposed derivatives registration and business conduct regimes.
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CalPERS Announces Candidate Forum For 2018 Board Election
Date 21/08/2018
CalPERS members are invited to attend the CalPERS Board of Administration Candidate Forum on Wednesday, September 5.
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Audit Opinion On ESMA Final Accounts Financial Year 2017
Date 21/08/2018
Click here to download the final annual accounts of ESMA.
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Interest Adjustment For Bond - Oslo Børs VPS Holding ASA
Date 21/08/2018
The interest rate for the Oslo Børs VPS Holding ASA bond NO0010822455 is set at 1,81% for the period 23.08.2018 - 23.11.2018.
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Roland Schwinn Leaves Eurex
Date 21/08/2018
Roland Schwinn, regional head for Asia at Eurex, has decided to resign for personal reasons as of 31 August. “I thank Roland very much for his excellent work and commitment to our business”, says Eurex CEO Thomas Book, who is also Executive Board Member of Deutsche Börse Group. “He contributed significantly to Eurex’ success and growth in Asia, being a highly valued contact for our clients, regulators and Eurex colleagues all over the world.”
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TABB Group’s U.S. Fixed Income Market H1 2018 Update Report Uncovers Growth Trends In Trading Electronification, Bond Market Sizes And Workflow Efficiencies - Total US Bond Notional Outstanding Grew 34% Since 2008, Now Approaching $42 Trillion
Date 21/08/2018
Sweeping changes have been a driving force behind significant change in the US fixed income markets, from altered workflows and new technology, to entirely new streams of transparent market data made available to participants, says TABB Group in “U.S. Fixed Income Market: Industry Trends & Drivers 2018 Mid-Year Update,” fifth in a series tracking a growing list of critical factors impacting the OTC fixed income markets in a post-financial crisis world.
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