News Centre

Passage Of Bill 67 Strengthens Investor Protection In Nova Scotia - Nova Scotia Joins Two Other Provinces In Giving IIROC Full Enforcement Toolkit

Date 12/10/2018

The Investment Industry Regulatory Organization of Canada (IIROC) today applauded the Government of Nova Scotia upon proclamation of legislation that strengthens investor protection, and safeguards seniors and vulnerable retail investors.

CFTC Commissioner Quintenz To Participate In A Panel Discussion At The 34th Annual FIA Futures And Options Expo

Date 12/10/2018

Malawi Stock Exchange Weekly Trade Summary - 12th October, 2018

Date 12/10/2018

Click here to download Malawi Stock Exchange's weekly trade summary.

ACER Stakeholders’ Workshop On The Agency’s Draft Work Programme 2020

Date 12/10/2018

The EU Agency for the Cooperation of Energy Regulators has kicked-off preparations for its Annual Work Programme 2020. On 19 October 2018 at 10.00 Alberto Pototschnig, Director of the Agency, will present the draft outline of the Work Programme 2020 at a workshop in Ljubljana. All interested parties will be invited to express their views and share their opinions on which areas, in line with its mandate, the Agency should focus its efforts on in 2020.

Court Of Final Appeal Allows Hong Kong Securities and Futures Commission’s Appeal Against MMT Decision On Insider Dealing In Asia Telemedia Limited Shares

Date 12/10/2018

The Court of Final Appeal (CFA) today allowed the Securities and Futures Commission’s (SFC) appeal against the Market Misconduct Tribunal’s (MMT) findings that two former executives of Asia Telemedia Limited (ATML) (now known as Yunfeng Financial Group Limited), Mr Charles Yiu Hoi Ying and Ms Marian Wong Nam, had not engaged in insider dealing.

Bank Of England: Minutes Of Money Markets Committee Meeting - September 2018

Date 12/10/2018

The Money Markets Committee is a forum for market participants and authorities to discuss the UK unsecured deposits and funding market and securities lending and repo markets.

Hong Kong's Securities And Futures Commission Concludes Consultation On Amendments To Anti-Money Laundering And Counter-Financing Of Terrorism Guidelines

Date 12/10/2018

The Securities and Futures Commission (SFC) today released consultation conclusions on proposals to amend its Guideline on Anti-Money Laundering and Counter-Terrorist Financing (AML/CFT Guideline).

Japan's Financial Services Agency And Bank Of Japan: Comment Letter On The Volcker Rule

Date 12/10/2018

The Financial Services Agency and the Bank of Japan sent a comment letter on October 12, 2018 to the US regulators (the OCC, FRB, FDIC, SEC and CFTC) in response to their release asking for public comment on the proposal to simplify and tailor the Volcker rule.

Shanghai Stock Exchange Chairman Elected WFE Board Director

Date 12/10/2018

Huang Hongyuan, Chairman of the Shanghai Stock Exchange (SSE), was elected Board Director of the World Federation of Exchanges (WFE) at the 58th WFE General Assembly on October 3. The General Assembly & Annual Meeting was held in Athens, Greece, and nearly 500 representatives from WFE members and the industry attended.

Securities Commission Malaysia Advocates Sustainable Investing at InvestSmart® Fest 2018

Date 12/10/2018

InvestSmart® Fest 2018, an investor education initiative by the Securities Commission Malaysia (SC), was officiated by Yang Berhormat Syed Saddiq Syed Abdul Rahman, Minister of Youth and Sports Malaysia at the Kuala Lumpur Convention Centre today.