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DASH Names Steven Bonanno As Chief Information Officer - Veteran Capital Markets Executive Joins DASH To Lead Technology Operations And Infrastructure Teams
Date 18/12/2019
DASH Financial Technologies, the industry’s leading capital markets technology and execution provider, today announced the addition of Steven Bonanno as Chief Information Officer. Reporting directly to CEO Peter Maragos, Mr. Bonanno will be responsible for DASH’s I.T. infrastructure and technology platform operations.
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Bank Of England Consults On Its Proposals For Stress Testing The Financial Stability Implications Of Climate Change
Date 18/12/2019
Today the Bank of England has published a discussion paper which sets out its proposed framework for the 2021 Biennial Exploratory Scenario (‘BES’) exercise.
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Oslo Børs: Surplus From Violation Charges To Go To The Church City Mission
Date 18/12/2019
Oslo Børs has decided to give the surplus from the violation charges paid by companies on Merkur Market to the Church City Mission.
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Third Meeting Of The UK Prudential Regulation Authority And UK Financial Conduct Authority's Joint Climate Financial Risk Forum
Date 18/12/2019
The Climate Financial Risk Forum (CFRF) met for a third time in November 2019.
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Bursa Malaysia Amends Main And ACE Market Listing Requirements In Relation To Anti-Corruption Measures
Date 18/12/2019
In an effort to enhance the quality and integrity of listed issuers on Bursa Malaysia Berhad (“Bursa Malaysia” or the “Exchange”), the Exchange has amended the Main and ACE Market Listing Requirements (collectively “Listing Requirements”) to encapsulate anti-corruption measures (“Anti-Corruption Amendments”) in support of the National Anti-Corruption Plan 2019-2023.
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Bank Of England: Minutes Of The Working Group On Sterling Risk-Free Reference Rates - November 2019
Date 18/12/2019
The Working Group on Sterling Risk-Free Reference Rates, which is made up of experts from major sterling swap dealers, discusses the development of sterling risk-free reference rates.
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NICE Actimize Selected By Taiwan’s Chailease To Implement End-To-End Anti-Money Laundering Compliance Program To Drive Operation Effectiveness And Increase Proficiency - NICE Actimize’s AML Solutions Will Drive Productivity And Cut Investigation Times By Up To 70 Percent For This Leader In Leasing And Professional Financial Services
Date 18/12/2019
NICE Actimize, a NICE (Nasdaq: NICE) business and the leader in Autonomous Financial Crime Management, has been selected by Chailease Holding Co. Ltd., an international leader in leasing and professional financial services, to implement an end-to-end anti-money laundering compliance platform for its growing organization. To meet its operational needs as it expands its international markets, Chailease will utilize industry-leading solutions from NICE Actimize’s Autonomous Anti-Money laundering portfolio including Suspicious Activity Monitoring, Customer Due Diligence and Watchlist Filtering solutions.
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UK Financial Conduct Authority: First-Tier Tribunal Upholds Decision To Fine Hall And Hanley Limited For Data Breaches And Unauthorised Copying Of Client Signatures
Date 18/12/2019
The First-tier Tribunal (the Tribunal) has upheld a fine of £91,000 imposed on Hall and Hanley Limited (H&H) by the Claims Management Regulator (CMR), the former regulator for claims management companies (CMCs). The hearing for the Tribunal was conducted by the Financial Conduct Authority (FCA) which has taken over the functions of the CMR.
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Kaizen Reporting Celebrates Its Fifth Anniversary With Strongest Year-On-Year Growth To Date And The Introduction Of New And Enhanced Services
Date 18/12/2019
Leading regulatory reporting firm Kaizen Reporting, developer of the multi-award-winning assurance service, ReportShield™, is celebrating its fifth anniversary as it caps off a fantastic year of growth, awards and expansion. In 2019, Kaizen introduced new regulatory reporting services and further developed existing services, while winning six industry awards and strengthening its position as the market-leader in regulatory reporting solutions.
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genesis Raises $1.8m To Fuel Growth From Illuminate Financial Management And Tribeca Early Stage Partners
Date 18/12/2019
genesis, the international capital markets software firm today announced the closing of its second capital raise, securing $1.8m of investment in a round that was led by Illuminate Financial Management, a U.K. based capital markets venture capital firm and Tribeca Early Stage Partners, a New York venture group. genesis has now raised $5m since its first external capital injection in November 2018.
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