News Centre

Candidates For Directors, Etc. Of Japan Securities Clearing Corporation

Date 22/05/2019

We hereby announce that Japan Securities Clearing Corporation has nominated candidates for directors, etc., who will be put forth for approval at the general meeting of shareholders to be held on June 17, 2019. 

The Annual Report Of UAE's Securities And Commodities Authority Reveals Important Information And Facts About The Supervisory, Legislative And Regulatory Performance Of SCA Over The Year

Date 22/05/2019

• 25 legislations enacted by Authority during 2018
• Penal measures taken against violators included warning, suspension, fines and filing reports with the competent authorities
• Reviewing requests for renewing registration of auditors of Public Joint Stock Companies and Investment Funds in the Authority records.

Derivatives Service Bureau Wins ‘Best Reference Data Newcomer’ At The WatersTechnology Inside Market And Reference Data Awards 2019

Date 22/05/2019

The Derivatives Service Bureau, founded by the Association of National Numbering Agencies (ANNA) to facilitate the allocation and maintenance of International Securities Identification Numbers (ISINs), Classification of Financial Instrument codes (CFIs) and Financial Instrument Short Names (FISNs), for OTC derivatives, is delighted to announce today that it has been awarded ‘Best Reference Data Newcomer’ at the WatersTechnology Inside Market Data Awards and Inside Reference Data Awards 2019.

Moscow Exchange: REPO Risk Parameters Change For The Security NVTK

Date 22/05/2019

As per the Equity Market Risk Parameters Methodology, on 22.05.2019, 10-08 (MSK) the lower bound of the week REPO rate and IR Risk Rate (downward scenario) for the security NVTK was changed.  New values are available at http://nkcbank.com/fondMarketRates.do

ASX: Stockbrokers And Financial Advisers Conference 2019 Delivering New Customer Opportunities With Digital, Data And DLT, Presentation By Dominic Stevens, CEO, ASX

Date 22/05/2019

Click here to download the presentation by Dominic Stevens, CEO, ASX.

Moscow Exchange: The Additional Trading Session Starts Later For Derivatives Market On 6, 13, 17, 19, 20, 25 And 27 June 2019

Date 22/05/2019

Please note that the Derivatives Market evening trading session will begin five minutes later, i.e. at 7:05 pm MSK, on 6, 13, 17, 19, 20, 25 and 27 June 2019, as these are the last trading days for options contracts (in accordance with clause 6.2 of the Rules of organized trading for the Moscow Exchange Derivatives Market).

Stockbrokers And Financial Advisers Conference Speaking Notes - ASX: Delivering New Customer Opportunities With Digital, Data And DLT

Date 22/05/2019

Good morning and thank you for inviting me to speak at your conference for the third consecutive year. It’s a pleasure to be with you.

SEC: Staff Guidance On SRO Rule Filings Relating To Fees

Date 21/05/2019

The Division has prepared this guidance to assist the national securities exchanges and FINRA (hereafter, “SROs”) in preparing Fee Filings that meet their burden to demonstrate that proposed fees are consistent with the requirements of the Securities Exchange Act of 1934 (“Exchange Act”), and rules thereunder. The Exchange Act provides that a proposed rule change may not take effect unless it is approved by the Commission pursuant to Exchange Act Section 19(b)(2), or it becomes immediately effective upon filing pursuant to Exchange Act Section 19(b)(3)(A). Rule 19b-4(f) under the Exchange Act specifies the types of proposed rule changes that may become immediately effective upon filing with the Commission, and includes those properly designated by the SROs as “establishing or changing a due, fee, or other charge imposed by the self-regulatory organization.” Whether filed for Commission approval or immediate effectiveness, all proposed rule changes, including proposed fee changes, are required to be consistent with the Exchange Act.

NZX Announces Sale Of FundSource

Date 21/05/2019

NZX has entered into a conditional sale and purchase agreement with Zenith Investment Partners in respect of the sale of its FundSource business.

Remarks At SEC Memorial Day Ceremony, SEC Chairman Jay Clayton, May 21, 2019

Date 21/05/2019

Good afternoon. Thank you, Matt [Cursio, SEC Veterans Committee Vice Chairman] for your kind introduction.

And thank you to Tobias, for that moving rendition of the National Anthem. As Matt mentioned, Tobias is the son of Darlene Williams in our Office of International Affairs. Thank you both for sharing Tobias’s considerable talents with us all today.