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ESMA Consults On Tiering, Comparable Compliance And Fees Under EMIR 2.2

Date 28/05/2019

The European Securities and Markets Authority (ESMA) has today published three consultation papers under EMIR 2.2 on tiering, comparable compliance and fees. EMIR 2.2 amends EMIR’s regulatory and supervisory regime for central counterparties (CCPs).
HKEX: Appointment Of Members To The Consultative Panels

Date 28/05/2019

The Panel Member Selection Committee of Hong Kong Exchanges and Clearing Limited (HKEX) today (Tuesday) approved appointments to the Cash Market Consultative Panel, the Clearing Consultative Panel and the Derivatives Market Consultative Panel since the service terms of certain members are due to expire. HKEX wishes to take this opportunity to thank all the retiring members for their dedicated service to the panels.
Analysis From encompass Corporation Shows 2019 Set To Be Year Of Record AML Fines

Date 28/05/2019

encompass corporation, a fast-growing provider of intelligently automated Know Your Customer (KYC) solutions, recently carried out an analysis of Anti-Money Laundering (AML) related penalties that have been handed down between 2002 and April 2019, with a particular focus on 2018 and 2019. The research comes as numerous global banks have received multi-million dollar fines in the past year.
New CCP12 Position Paper Elaborates On Best Practices To Further Bolster The Resilience Of Central Counterparties And Global Financial Markets

Date 28/05/2019

The critically important role of central counterparties (CCPs) in the global financial marketplace has been subject to heightened focus since the G20 mandate to centrally clear standardized over-the-counter derivatives. This clearing mandate and other post- crisis regulatory reforms, was driven by the robust performance of CCPs during the 2008 global financial crisis. The stability of cleared derivatives markets during this time of unprecedented stress is unsurprising in light of the long history and best practices of the clearing for exchange-traded derivatives.
Re-Appointments To The Monetary Authority Of Singapore Board Of Directors

Date 28/05/2019

The Monetary Authority of Singapore (MAS) announced that Mr Lim Hng Kiang, Special Advisor, Ministry of Trade and Industry, has been re-appointed as member and Deputy Chairman of the MAS Board, for a further term of three years.

Japan's Financial Services Agency: Administrative Action Against Nomura Holdings, Inc. And Nomura Securities Co., Ltd.

Date 28/05/2019

1. According to the Article 57-23 report request order based on the Financial Instruments and Exchange Act (“FIEA”) and its report submission by the Nomura Holdings, Inc. (Address: Chuo City, Tokyo / Japan Corporation Number: 7010001034881 / hereinafter referred to as “NHI”) and the investigation result from the NHI Audit Committee conducted by a special investigation team including external professionals, the FSA found significant inadequacies at NHI and the Nomura Securities Co., Ltd. (Address: Chuo City, Tokyo / JCN: 6010001074037 / hereinafter referred to as “NSC”) as follows:
Hong Kong's Securities And Futures Commission Bans Wong Ka Hang For Nine Months

Date 28/05/2019

The Securities and Futures Commission (SFC) has banned Mr Wong Ka Hang from re-entering the industry for 9 months from 28 May 2019 to 27 February 2020.
Exablaze Names Former Deutsche Bank MD Tak Sugahara As Global Head Of Sales

Date 28/05/2019

Tak Sugahara, having left Deutsche Bank, has joined Exablaze as Managing Director, Head of Global Sales. Sugahara will be based in New York and comes at a time of major global expansion for the company. The leading global provider of ultra-low latency network devices is also announcing a new Manhattan office in Midtown, to complement its Sydney, London and Shanghai presences, along with a raft of new hires in London and New York.
Dalian Commodity Exchange Revises Measures For Designated Delivery Warehouses’ Management

Date 28/05/2019

To strengthen management on delivery warehouses and smoothen the delivery process, Dalian Commodity Exchange (DCE) issued the notice on revising the Measures for Designated Delivery Warehouses Management of Dalian Commodity Exchange (the Measures for short) on May 20.
Moscow Exchange Partners With Avelacom To Expand Its Presence In Asia And The Middle East

Date 28/05/2019

Moscow Exchange has facilitated connectivity options for professional market participants and their clients from Asia and the Middle East. In collaboration with Avelacom, it has deployed new Points of Presence (PoPs) in the most sophisticated and largest data centers in Hong Kong, Singapore, Shanghai, Dubai and Mumbai. Market participants have received high speed access to MOEX’s markets without the need to build extra infrastructure and pay for low latency network connection to Moscow.