News Centre

Eventus Systems Wins Market Surveillance Product Of The Year In Risk Technology Awards 2019 - Validus Platform Honored For Helping Market Participants Meet Surveillance, Operational Risk Challenges

Date 19/06/2019

Eventus Systems, Inc.<https://www.eventussystems.com/>, a leading global trade surveillance and market risk platform provider, last night won the award for Market Surveillance Product of the Year in the Risk Technology Awards 2019. London-based Risk.net<https://www.risk.net/> bestowed the global honors last night at an awards dinner in New York. Eventus won for its Validus platform, which last year processed over 250 billion trade messages for global clients.

Launch Of Inline Warrants On HKEX

Date 19/06/2019

• Hong Kong is world’s biggest equity structured products market
• Inline Warrants’ launch in July will be on 5 most actively-traded stocks1 and on the Hang Seng Index
• Complements other existing structured products such as Derivative Warrants and Callable Bull/Bear Contracts

UK's Financial Conduct Authority Publishes Its First Annual Report On The Perimeter

Date 19/06/2019

The Financial Conduct Authority has today published its first annual perimeter report.

LME Welcomes Chinese Vice Premier

Date 19/06/2019

Chinese Vice Premier, Hu Chunhua, yesterday (Tuesday) visited the London Metal Exchange (LME), a member of Hong Kong Exchanges and Clearing Limited (HKEX), during his trip to the United Kingdom (UK) for the 10th UK-China Economic and Financial Dialogue (EFD).

KRM22 Adds Suite Of SMCR Applications To Global Risk Platform

Date 19/06/2019

KRM22 plc, (AIM: KRM:L) the technology and software investment company, with a particular focus on risk management in capital markets, today announces that it has added further SMCR applications to the Global Risk Platform. This includes a partnership agreement with Neotas to distribute and support its enhanced due diligence application.

UK Financial Conduct Authority Announces Further Action On Defined Benefit Transfers

Date 19/06/2019

The Financial Conduct Authority has today published the results of the data it has received from firms carrying out Defined Benefit (DB) transfers and set out the next steps in its supervisory work related to transfers.

Dubai Financial Services Authority Suspends Licence Of Rasan Capital Limited

Date 19/06/2019

The Dubai Financial Services Authority (DFSA), the independent regulator of financial services conducted in or from the Dubai International Financial Centre (DIFC), announced that it has suspended the licence of Rasan Capital Limited (RCL) for a period of 12 months, consistent with its aim of protecting direct and indirect users of the financial services industry in the DIFC.  

SIFMA Updates 2020 Fixed Income Recommendations To U.K. May Day

Date 19/06/2019

SIFMA has updated its recommendations for the trading of U.S. dollar-denominated fixed income securities in the U.K. to reflect the U.K.’s decision to move the early May bank holiday in 2020 from Monday, May 4 to Friday, May 8 to mark the 75th anniversary of Victory in Europe (VE) Day. Specifically, SIFMA recommends a full market close for the trading of U.S. dollar-denominated fixed income securities in the U.K. on Friday, May 8, 2020 for U.K. May/VE Day.

Circular Of Shanghai International Energy Exchange On The Last Trading Day And Delivery Dates For SC2001 And SC2002

Date 19/06/2019

Shanghai International Energy Exchange, the subsidiary of Shanghai Futures Exchange has released its Circular on the Last Trading Day and Delivery Dates for SC2001 and SC2002 on June 19, 2019 as follows

1. The last trading day for SC2001 will be December 20, 2019, and the delivery dates will be from December 23 to December 27, 2019.
2. The last trading day for SC2002 will be January 16, 2020, and the delivery dates will be January 17, January 20, January 21, January 22, and January 23, 2020.

Hong Kong’s Securities And Futures Commission Reprimands And Fines Credit Suisse (Hong Kong) Limited And Credit Suisse AG $2.8 Million For Regulatory Breaches

Date 19/06/2019

The Securities and Futures Commission (SFC) has reprimanded and fined Credit Suisse (Hong Kong) Limited (CSHK) and Credit Suisse AG (CSAG) (collectively, Credit Suisse) $2.8 million over their failures to comply with the disclosure requirements when they published certain research reports on Hong Kong-listed securities.