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  • Wang Yufei, Vice President Of Dalian Commodity Exchange: Adhering To Innovation & Opening-Up To Face External Challenges

    Date 13/11/2019

    Wang Yufei, Vice President of Dalian Commodity Exchange (DCE), says at the “14th China International Oils and Oilseeds Conference (CIOC)” on November 7 that the development of China has gone through profound changes in its external environment in recent years, and the oils and oilseeds market will inevitably encounter new impacts and challenges. Promoting development through opening-up has been the magic weapon of making new achievements of economic and social development of China. We should adhere to opening-up and innovation to deal with new impacts and challenges.


  • CME Group Announces Resignation Of Alex J. Pollock From Its Board Of Directors To Accept Senior Position With The U.S. Treasury

    Date 13/11/2019

    CME Group today announced that Alex J. Pollock will step down from the company's Board of Directors effective November 15 as he accepts a new role within the U.S. Treasury Department as Principal Deputy Director of the Office of Financial Research. Pollock has served as a CME Group director since 2004.


  • SEC Wins Jury Trial In Layering, Manipulative Trading Case

    Date 12/11/2019

    Today, jurors in New York federal court returned a verdict in the Securities and Exchange Commission's favor against a trading firm headquartered in Kiev, Ukraine, and two individuals for their roles in an unlawful trading scheme that generated more than $25 million in illicit profit.

  • Canadian Securities Regulators Outline Corporate Governance Disclosure Expectations For Cannabis Issuers

    Date 12/11/2019

    Securities regulatory authorities in Ontario, British Columbia, Quebec, New Brunswick, Saskatchewan, Manitoba and Nova Scotia (the participating jurisdictions) today published guidance to help cannabis issuers strengthen their governance disclosures, including disclosure of financial interests in significant corporate transactions. 

  • Trade Organizations Call For Extension Of Temporary Equivalence And Recognition Of UK CCPs

    Date 12/11/2019

    ISDA and 13 other financial services trade associations have today written to European Commission Vice President Valdis Dombrovskis to highlight the need for an urgent extension to the temporary equivalence determination for UK central counterparties (CCPs). Without such an extension, EU clearing members would not be able to continue as direct members of UK CCPs in the event of a no-deal Brexit, and EU counterparties would not be able to clear derivatives subject to the clearing obligation on those CCPs. The current temporary equivalence expires on March 30, 2020.

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