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Tokyo Commodity Exchange: Base Prices For May 2021 Contracts Of Peakload Electricity On The First Trading Day

Date 28/02/2020

The base prices for Immediately Executable Price Range (DCB Level) and Circuit Breaker Trigger Level (SCB Level) for May 2021 contracts of Peakload Electricity on the First Trading Day, February28^th, 2020, shall be as below.

Moscow Exchange: Risk Parameters Change On Derivatives And Securities Market Before Trading Session Start

Date 28/02/2020

According to the Risk parameters methodology on Derivatives market before trading session start on February 28, 2020 upper and lower bounds of price band and risk bounds will be changed for futures on Derivatives market.

UAE Securities And Commodities Authority Takes Part In IOSCO Board Meetings And Discusses Matters Pertaining To Crypto Assets And The Impact Of Artificial Intelligence And Fintech On The Future Of Financial Markets

Date 28/02/2020

“The meetings reviewed sustainable finance-related issues and a report on asset management, financial leverage, and crypto assets” Dr. Obaid Al Zaabi

TMX Provides Update On Market Outage And Confirms Friday Market Opening

Date 28/02/2020

TMX today experienced a market interruption that affected trading on our equities markets: Toronto Stock Exchange (TSX), TSX Venture Exchange (TSXV) and TSX Alpha Exchange (Alpha).

Parliamentary Joint Committee – Corporations And Financial Services, ASIC Chair James Shipton, Opening Statement, 28 February 2020 - Opening Statement By James Shipton, Chair, Australian Securities And Investments Commission, Parliamentary Joint Committee – Corporations And Financial Services, 28 February 2020

Date 27/02/2020

Introduction

Good morning Chair.

I would like to start by reporting on:

• ASIC’s ongoing work,
• our renewed governance and accountability framework,
• the strengthening of our risk management,
• enhancements to our workforce capabilities, and
• our response to pandemic events.

Kelly L. Gibson Named Director Of SEC's Philadelphia Office

Date 27/02/2020

The Securities and Exchange Commission today announced that Kelly L. Gibson has been named Director of the Philadelphia Regional Office.

Wall Street Tumbles With Dow Jones Industrial Average Registering Biggest Fall Ever On Coronavirus Fears

Date 27/02/2020

The Dow Jones plummeted again on Thursday recording its biggest one-day points fall in history, closing at 25,766.64, a fall of 1,191 points.

SEC Charges South Carolina Energy Companies, Former Executives With Defrauding Investors, Charges Spring From Failed $9 Billion Nuclear Power Plant Expansion

Date 27/02/2020

The Securities and Exchange Commission today charged SCANA Corp., two of its former top executives, and South Carolina Electric & Gas Co. (SCE&G), now known as Dominion Energy South Carolina Inc., with defrauding investors by making false and misleading statements about a nuclear power plant expansion that was ultimately abandoned.

TMX Markets Incident

Date 27/02/2020

UPDATE 6: The technical halt will remain in effect for the remainder of the day on TSX, TSX Venture and TSX Alpha. As a result, the TSX Market on Close Facility will not run today. We apologize for the inconvenience.

SEC Charges Wells Fargo In Connection With Investment Recommendation Practices

Date 27/02/2020

The Securities and Exchange Commission today announced settled charges against Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network for failing reasonably to supervise investment advisers and registered representatives who recommended single-inverse ETF investments to retail investors, and for lacking adequate compliance policies and procedures with respect to the suitability of those recommendations. The SEC ordered Wells Fargo to pay a $35 million penalty, which will be distributed to harmed investors.