News Centre

NZX Extends Financial Reporting Class Relief

Date 03/04/2020

NZX Regulation today announced an extension to the class relief granted on 19 March 2020, in relation to financial reporting timeframes.

ASIC: COVID-19 Information

Date 03/04/2020

In coordination with the Council of Financial Regulators (CFR), ASIC is focusing its regulatory efforts on challenges created by the COVID-19 pandemic.

Shenzhen Stock Exchange Invites Bids For Underwriting The First CDB Discount Bond Of The Exchange To Ensure The Smooth Issuance Of Rate Securities During The Pandemic Prevention And Control

Date 03/04/2020

On April 1, China Development Bank (CDB) successfully issued the 2020 Discount Bonds (1st Tranche) through the financial bond issuing system of SZSE. It was the first attempt of CDB to issue discount bonds on the exchange market, which will further improve the product structure in the exchange bond market.

ASIC: COVID-19 Information For Financial Advisers And Advice Licensees

Date 03/04/2020

This page contains answers to frequently asked questions about issues impacting the financial advice industry as a result of the COVID-19 pandemic. We encourage you to visit this page regularly to stay up to date.

MexDer Resumes Regular Trading Hours From Monday, April 6, 2020.

Date 03/04/2020

MexDer resumes its Regular Trading Hours beginning this coming Monday, April 6, 2020.

NZX Shareholder Metrics - March 2020

Date 02/04/2020

Please see attached NZX Limited shareholder metrics for March 2020.

Remarks At Special Meeting Of The SEC Small Business Capital Formation Advisory Committee, SEC Commissioner Hester M. Peirce, April 2, 2020

Date 02/04/2020

Thank you Carla [Garrett] for calling this ad hoc committee meeting today.  COVID-19 has up-ended everything about our lives in the last month.  The temporary shutdown of the economy is particularly difficult for many small businesses, which are being forced to shut their doors, let employees go, and perhaps even completely cease operations.  Cooperation, creativity, and flexibility can help us get through the current crisis and the transition back to normal economic activity.  I am pleased that we are beginning that process today by hearing directly from the committee on their ideas of how the Commission can help small businesses address their short-term capital needs to maintain their long-term viability. 

Cboe Global Markets Commends Federal Banking Agencies' Action To Strengthen Market Liquidity In Response To COVID-19

Date 02/04/2020

• Banking organizations authorized to begin early best efforts adoption of SA-CCR
• Cboe supported passage of SA-CCR rulemaking in 2019 and led effort for this early adoption
• SA-CCR is a more risk-sensitive methodology that will unlock liquidity in options markets
• Action illustrates importance of options markets to U.S. economy

Special Meeting Of The Investor Advisory Committee, SEC Chairman Jay Clayton, April 2, 2020

Date 02/04/2020

Thank you, Anne (Sheehan).  I would like to thank you and your fellow Committee members for your prompt response to my request to hold a special meeting of the Investor Advisory Committee.  You have assembled an impressive array of participants in a short time.

Cassini Systems Establishes Presence In APAC With New Office In Sydney To Serve Regional Buy-Side Community

Date 02/04/2020

Cassini Systems,  the leading provider of pre- and post-trade margin analytics for derivatives market participants, today announced its first physical presence in the Asia Pacific (APAC) region with the opening of a new office in Sydney, Australia.  The move follows the recent onboarding of a large Australian asset manager and significant interest in Cassini's services from other firms in Australia as well as throughout the region.