News Centre

Shenzhen Stock Exchange Market Bulletin: August 03, 2020 (Issue 23)

Date 05/08/2020

Chinese vice Premier Liu He and Executive Vice President of the European Commission Brofskis jointly presided over the 8th China-EU High-level Economic and Trade Dialogue through video conferencing on July 28. The two sides promised to further promote two-way opening up and mutually beneficial cooperation in the financial industry. European financial institutions are welcome to invest in China, participate in the establishment of foreign-owned or wholly-owned securities fund and futures companies, and high-quality European listed companies are welcomed to list on China’s domestic capital market in the form of Chinese Depositary Receipt (CDR). The European side is willing and considering exemption or relaxation of the regulatory requirements for local branches of Chinese banks. Both sides are committed to continue to promote the internationalization of EURO and RMB, strengthen cross-border regulatory cooperation, promote the interconnection of financial infrastructure, and support each other in building international financial centers with global influence.

NZX Shareholder Metrics - July 2020

Date 04/08/2020

Please see attached NZX Limited shareholder metrics for July 2020.

CFTC: NYMEX And Two Former Employees To Pay $4 Million For Disclosing Material Non-Public Information

Date 04/08/2020

The Commodity Futures Trading Commission today announced that the Honorable Vernon S. Broderick of the U.S. District Court for the Southern District of New York entered a consent order resolving CFTC charges against the New York Mercantile Exchange (NYMEX) and former employees William Byrnes and Christopher Curtin for the employees’ repeated disclosure of material non-public information in violation of the Commodity Exchange Act (CEA) and CFTC regulations.

Opening Remarks At The Small Business Capital Formation Advisory Committee Meeting, SEC Commissioner Elad L. Roisman, Aug. 4, 2020

Date 04/08/2020

Good morning to everyone joining us today, and thank you to those participating in the discussion. I want to give a special welcome to Kesha Cash and Sue Washer, the newest members of the Small Business Capital Formation Advisory Committee. I very much look forward to the valuable perspectives and insight that you both will provide. Thank you for serving on this Committee.

Nasdaq July 2020 Volumes

Date 04/08/2020

Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for July 2020, on its investor relations website.

CFTC Financial Data For Futures Commission Merchants Update

Date 04/08/2020

Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs and RFEDs file their reports, but occasionally may be added later. For example:  The 17th business day filing “due date" for February 28, 2015 financial reports was March 25, 2015.  The 12 business day target for posting these data was April 10, 2015.

Remarks At Meeting Of The SEC Small Business Capital Formation Advisory Committee, SEC Commissioner Hester M. Peirce, Aug. 4, 2020

Date 04/08/2020

Thank you, Carla [Garrett] and welcome, Kesha Cash and Sue Washer, to the Committee. I look forward to hearing your thoughts today and in the months to come and, I hope, meeting you sometime in person. You are joining a committee made up of people who share a common passion for capital formation and whose hard work greatly benefits the Commission. Thank you to today’s panelists for joining us. A special welcome to fellow Ohioan Densil Porteous.

Cboe Global Markets Completes Acquisition Of Leading Canadian ATS MATCHNow

Date 04/08/2020

• Acquisition provides Cboe expansion opportunity into one of the largest global equities markets
• Ownership of largest Canadian ATS broadens Cboe's North American equities business

SEC Announces New Small Business Capital Formation Advisory Committee Members

Date 04/08/2020

At today’s meeting of the Small Business Capital Formation Advisory Committee, the Securities and Exchange Commission announced the appointment of two new members to the Committee:

• Kesha Cash, Founder and General Partner, Impact America Fund
• Sue Washer, President and CEO, Applied Genetic Technologies Corporation (Nasdaq:  AGTC)

ESMA Is Seeking Secondary Market Experts To Join Its Consultative Working Group

Date 04/08/2020

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, is today opening the call for expression of interest to renew the composition of the Consultative Working Group (CWG) of the ESMA Secondary Markets Standing Committee (SMSC). Experts are asked to send their application by 14 September. The members of the CWG are selected for a two-year renewable term.