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  • SIX Swiss Index Committee: Index Adjustments On The Occasion Of The Ordinary Index Review

    Date 07/07/2021

    The Swiss Index Committee of SIX has decided to make changes to the index baskets on the basis of a recommendation from the Index Commission and in compliance with the SMI®, SLI®, SPI® and SXI® index rules. The indices will be adjusted on 17 September 2021 after closing. The adjustment takes effect on 20 September 2021.

  • Moscow Exchange: Risk Parameters Change For The Securities - Update

    Date 07/07/2021

    The following risk parameters will be changed:

    Tickerx_prRcl_maxRch_maxNew value effective for
    LNZL 1 1 0.7 12.07.2021 - 13.07.2021
    LNZLP 1 1 0.7 12.07.2021 - 13.07.2021

  • SEC Charges Company And Two Executives For Misleading COVID-19 Disclosures

    Date 07/07/2021

    The Securities and Exchange Commission today announced charges against Parallax Health Sciences Inc. for making misleading statements about its efforts to fight COVID-19.  The SEC also charged Parallax’s Chief Executive Officer Paul Arena and its Chief Technology Officer Nathaniel Bradley for their roles in the statements.  Each party has offered to settle the charges.  The SEC temporarily suspended trading in Parallax’s common stock on April 10, 2020, due to questions about the accuracy of the company’s statements. 

  • Moscow Exchange: Risk Parameters Change On Securities Market

    Date 07/07/2021

    CCP NCC will set the following risk parameters on Securities market due to corporate actions:

    TickerDescriptionCurrent and from 22.07.2021
    market risk rates    		Market risk rates
    from 15.07.2021 through 21.07.2021    		Current and from 22.07.2021 ban on short sellingBan on short selling from 13.07.2021 through 21.07.2021
    S_1_minS_2_minS_3_minS_1_minS_2_minS_3_min
    NVDA-RM NVIDIA Corporation 19% 30% 42% 100% 100% 100% No Yes

  • Remarks At Asset Management Advisory Committee Meeting, SEC Commissioner Hester M. Peirce, July 7, 2021

    Date 07/07/2021

    Thank you, Ed [Bernard]. Thank you to all the hard-working Committee members and today’s panelists. I am looking forward to the discussion this afternoon about technology-enabled personalization, which offers the asset management industry a powerful new tool to serve investors better. I am eager to work on the regulatory side to ensure that nothing in the rulebooks is preventing asset managers from using technology for their clients’ benefit. Speaking of regulatory barriers, the Interim Report of the Subcommittee on Private Investments helpfully identifies some ways in which current rules or staff rules of thumb prevent retail investors from getting diversified access to private investments. I look forward to the discussion of potential recommendations in light of the Design Principles laid out in the report.

MV 120 X 600 Hard to Reach