News Centre

SEC Adopts Amendments To Exemptive Applications Procedures

Date 06/07/2020

The Securities and Exchange Commission today announced that it has voted to adopt rule amendments to establish an expedited review procedure for exemptive and other applications under the Investment Company Act that are substantially identical to recent precedent, as well as a new informal internal procedure for applications that would not qualify for the new expedited process. These actions are intended to make the application process more efficient as well as to provide additional certainty and transparency regarding the process.

CFTC Commissioner Dawn D. Stump To Address Women In Housing & Finance

Date 06/07/2020

American Financial Exchange® AMERIBOR® Price Quotes Now Listed On CNBC Ticker Scroll

Date 06/07/2020

The American Financial Exchange (AFX), an electronic exchange for direct lending and borrowing for American banks and financial institutions, announced that the CNBC worldwide network will now carry the AFX AMERIBOR® Benchmark price quotes on their ticker scroll.

CFTC’s Technology Advisory Committee To Meet On July 16

Date 06/07/2020

The Commodity Futures Trading Commission’s Technology Advisory Committee (TAC) announced that it will hold a public meeting on Thursday, July 16, 2020 via teleconference in accordance with the agency’s implementation of social distancing due to the COVID-19 (coronavirus) pandemic. CFTC Commissioner Brian Quintenz is the sponsor of the TAC.

FIA: June 2020 SEF Tracker

Date 06/07/2020

CFTC Orders Illinois Resident And Broker To Pay Over $1.1 Million For Fraud And Additional Violations

Date 06/07/2020

The Commodity Futures Trading Commission issued two orders today filing and resolving charges for fraud, unauthorized and fictitious trading, and failing to diligently supervise the handling of a customer account against Mark Miller and registered introducing broker Foremost Trading LLC, both of Illinois. Miller is a principal and associated person of Foremost.

Cboe Global Markets Reports June 2020 Trading Volume

Date 06/07/2020

•  Options ADV up 50 percent, U.S. Equities ADV up 83 percent and Global FX up 5 percent over June 2019
• Cboe's four options exchanges combined set a new single day volume record with more than 16 million contracts traded
• Cboe EDGX Options Exchange monthly ADV of more than one million contracts a new all-time high
• Cboe EDGX Equities Exchange new monthly ADV record with more than 431 million shares traded per day

CFTC Commitments Of Traders Update

Date 06/07/2020

The current reports for the week of June 30, 2020 are now available.

Intercontinental Exchange Reports June & Q2 Statistics - Total Open Interest +5% y/y, Energy Open Interest +19% y/y

Date 06/07/2020

Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today reported June and second quarter 2020 trading volume and related revenue statistics, which can be viewed on the company’s investor relations website at https://ir.theice.com/ir-resources/supplemental-information in the Monthly Statistics Tracking spreadsheet.

CFTC’s Market Risk Advisory Committee To Meet On July 21

Date 06/07/2020

The Commodity Futures Trading Commission’s Market Risk Advisory Committee (MRAC) will hold a public meeting on Tuesday, July 21, 2020 via teleconference in accordance with the agency’s implementation of social distancing due to the coronavirus (COVID-19) pandemic. CFTC Commissioner Rostin Behnam is the sponsor of the MRAC.