News Centre

Nadex Amends Holiday Schedule Product Guidelines

Date 11/06/2021

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and section §40.6(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) submitted to the Commission on June 11, 2021 its intent to amend its Holiday Schedule Product Guidelines to identify products that will be available for trading on a US public holiday.

CAT: Outside Delegate Authorities; By Kelvin To, Founder And President At Data Boiler Technologies

Date 11/06/2021

The proposed limitation of liability provisions for the Consolidated Audit Trail (CAT) discourages CAT Participants (i.e. FINRA and the Exchange Groups) from advancing the security protection and design of CAT and CAT data. Although the immunity status of FINRA and Stock Exchanges as Self-Regulatory Organizations (SROs) may be broad, including affirmative acts and omissions and failures to act. SROs, however, do not enjoy complete immunity from suits. According to Weissman and Sparta Surgical Corp.’s court cases against National Association of Securities Dealers, FINRA and presumably all SROs remain subject to liability should claim(s) arises as a result of private business or commercial conduct. 

Nadex Amends Market Maker Position Limits For Touch Bracket Contracts

Date 11/06/2021

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and section §40.6(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) submitted to the Commission on June 11, 2021 its intent to add the following Touch Bracket contracts to those products for which Market Makers will be granted alternative position limits as set forth in Rule 4.4 Market Maker Obligations: Silver, Natural Gas, AUD/USD, USD/CAD, EUR/JPY, GBP/JPY, EUR/GBP, and AUD/JPY.

The Autorité Des Marchés Financiers Unveils Its 2021-2022 Statement Of Priorities

Date 11/06/2021

The Autorité des marchés financiers (AMF) today unveiled its annual statement of priorities, informing the industry and the general public of the main initiatives it will be undertaking in fiscal 2021-2022.

BOX Options Market: Update To Trade Detail Files – Additional Field

Date 11/06/2021

BOX Options Market LLC (“BOX”) recently distributed IC-2021-24 which detailed an update to the Trade Detail Files scheduled for August 1, 2021.

Nadex Temporarily Amends Binary Contracts Strike Width And Corrects Typo

Date 11/06/2021

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.6(d) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) hereby provides notice that due to increased volatility in the underlying markets upon which the Nadex contracts are based, Nadex made changes to the strike widths of various contracts during the week of May 7, 2021 as indicated in the Weekly Notice. 

Invesco Expands Longstanding Partnership With Nasdaq With Two New Thematic Technology ETFs - Innovative ETFs Will Track Well-Recognized Nasdaq Indexes With Nearly 30 Years Of Live Track Record

Date 11/06/2021

Invesco Ltd. (NYSE: IVZ), a leading global asset manager, announced today the launch of two new exchange-traded funds (ETFs) that capture timely technology themes – biotechnology and semiconductors. The new ETFs will track the Nasdaq Biotechnology Index and the PHLX Semiconductor Sector Index. These indexes, which are maintained by Nasdaq, Inc. (Nasdaq), are the longest-standing benchmarks for each of the themes that have increased in relevance through the current events of the past year.

SEC Charges Dentist-Turned-Investment Adviser For Three Separate Fraud

Date 11/06/2021

The Securities and Exchange Commission today charged Edgar M. Radjabli of Boca Raton, Florida, and two entities he controlled for engaging in three separate securities frauds of escalating size.

Nadex Refrains From Listing Certain Contracts

Date 11/06/2021

Due to activity in the underlying markets upon which the Nadex contracts are based and pursuant to the authority granted in Nadex Rule 12.1(i), Nadex took the following actions: 

• No EUR/JPY or GBP/JPY 5-Minute contacts were listed for the 6:05pm ET expiration time on trade date June 7, 2021.

Nigerian Exchange Weekly Market Report For June 11th, 2021

Date 11/06/2021

A total turnover of 1.058 billion shares worth N12.831 billion in 17,854 deals were traded this week by investors on the floor of the Exchange, in contrast to a total of 1.082 billion shares valued at N9.548 billion that exchanged hands last week in 17,933 deals.