News Centre

BC Securities Commission Revises Disgorgement Order In Market Manipulation Scheme

Date 17/03/2026

A BC Securities Commission (BCSC) panel has revised a financial sanction imposed on a participant in a market manipulation scheme, to reflect a 2018 revision of sanctions on other participants in the scheme.

SEC Publishes Data On Public And Private Offerings, Municipal Advisors, Transfer Agents, And Securities-Based Swap Dealers

Date 17/03/2026

The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published a new report on security based swap dealers (SBSDs) and updated statistics and data visualizations on initial public offerings (IPOs), follow-on registered offerings, corporate bond offerings, Regulation A offerings, Regulation Crowdfunding offerings, Regulation D offerings, municipal advisors, transfer agents, SBSDs, and asset-backed securities (ABS) and commercial mortgage-backed securities (CMBS) issuances.

Ontario Securities Commission Investor Warnings And Alerts For February 24 – March 17, 2026

Date 17/03/2026

 The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or advise in securities in Ontario:

• FINAD-AI
• Prime Wealth
• dexfinexpro (new website variant: Dex Finex)

Ben Gully Appointed Secretary General Of The Basel Committee On Banking Supervision

Date 17/03/2026

• Ben Gully will lead the international standard setter's Secretariat in Basel.
• Mr Gully has been appointed for a three-year term, starting in August.
• He is currently Deputy Superintendent at the Office of the Superintendent of Financial Institutions (OSFI) in Canada.

UK Prudential Regulation Authority Publishes Liquidity Reform Proposals

Date 17/03/2026

The Prudential Regulation Authority (PRA) has today published proposals aimed at ensuring banks can monetise liquid assets quickly in a fast-paced stress event – such as the collapse of Silicon Valley Bank in 2023.

LSEG’s TradeAgent Integrates ISDA’s Digital Regulatory Reporting Solution

Date 17/03/2026

ISDA has announced that LSEG has integrated ISDA’s Digital Regulatory Reporting (DRR) solution into its Post Trade Solutions business, TradeAgent, representing a significant milestone in the industry deployment of the ISDA DRR.

Doral Group Joins A Tailor Made Market Making Program On Tel Aviv Stock Exchange

Date 17/03/2026

Doral Group has entered into an agreement with the Tel Aviv Stock Exchange under a dedicated Tailor‑Made market making program for the Company’s shares, within which the Exchange enables listed companies to register for a track specifically tailored to the individual needs of each company.

LSEG Risk Intelligence - After The Scam: The Emotional And Financial Impact Of Global Fraud

Date 17/03/2026

• LSEG Risk Intelligence global study of 21,000 people finds scams leave lasting psychological scars, changing behaviour and eroding trust in the digital economy
• Women more likely than men to experience anxiety or fear after being scammed
• Baby Boomers more likely to feel emotional impact than younger generation

ACER Amends The European Resource Adequacy Assessment Methodology To Support Streamlined Capacity Mechanisms Approval

Date 17/03/2026

Today, ACER publishes its Decision amending the European Resource Adequacy Assessment methodology, following the proposal submitted by the European Network of Transmission System Operators for Electricity (ENTSO-E) in November 2025.

CFTC Staff Issues No-Action Position To Self-Custodial Crypto Asset Wallet Software Provider

Date 17/03/2026

The Commodity Futures Trading Commission’s Market Participants Division today announced it has issued a no-action position in response to a request from Phantom Technologies Inc., a developer of self-custodial crypto asset wallet software.