FTSE Mondo Visione Exchanges Index:
News Centre
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Coinbase To Participate In The Goldman Sachs Communacopia + Technology Conference
Date 03/09/2024
Coinbase Global, Inc. announced today that Brian Armstrong, Co-Founder and Chief Executive Officer, and Alesia Haas, Chief Financial Officer, will participate in a fireside chat at the Goldman Sachs Communacopia + Technology Conference on Tuesday, September 10, 2024 at 1:10 pm ET / 10:10 am PT.
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SEC Charges Advisory Firm ClearPath With Custody Rule And Liability Disclaimer Violations
Date 03/09/2024
The Securities and Exchange Commission today announced settled charges against ClearPath Capital Partners LLC for failing to comply with requirements related to the safekeeping of client assets and for its use of impermissible liability disclaimers in its advisory and private fund agreements.
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SEC Charges Creative Legal Fundings CEO Maria Dickerson With Operating Multimillion Dollar Ponzi Scheme That Targeted Filipino-American Community
Date 03/09/2024
The Securities and Exchange Commission today charged Maria Dulce Pino Dickerson and her companies Creative Legal Fundings in CA and The Ubiquity Group LLC with raising approximately $7 million from more than 130 investors through a fraudulent securities offering targeting members of the Filipino-American community across the United States.
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US Office Of The Comptroller Of The Currency Releases CRA Evaluations For 17 National Banks And Federal Savings Associations
Date 03/09/2024
The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of August 1, 2024, through August 31, 2024. The list contains only national banks, federal savings associations, and insured federal branches of foreign banks that have received ratings. The possible ratings are outstanding, satisfactory, needs to improve, and substantial noncompliance.
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SEC Charges Crypto-Focused Advisory Firm Galois Capital For Custody Failures - Firm Also Misled Investors About Its Redemption Practices
Date 03/09/2024
The Securities and Exchange Commission today announced settled charges against Florida-based Galois Capital Management LLC, a former registered investment adviser for a private fund that primarily invested in crypto assets, for failing to comply with requirements related to the safeguarding of client assets, including crypto assets being offered and sold as securities. The Commission also found that Galois misled fund investors about the notice period required for redemptions. To settle the SEC’s charges, Galois agreed to pay a civil penalty of $225,000, which will be distributed to its fund’s harmed investors.
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US Acting Comptroller Of The Currency Discusses The Evolution Of Bank Supervision
Date 03/09/2024
Acting Comptroller of the Currency Michael J. Hsu today discussed the evolution of bank supervision during a presentation at the Joint European Banking Authority and European Central Bank International Conference in Frankfurt, Germany.
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ISDA - Interest Rate Derivatives Trading Activity Reported In EU, UK And US Markets: First Half Of 2024 And The Second Quarter Of 2024
Date 03/09/2024
The report analyzes interest rate derivatives (IRD) trading activity reported in Europe. The analysis is based on transactions publicly reported by 30 European approved publication arrangements (APAs) and trading venues (TVs).
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Revised Lists Of The Moscow Exchange Indices Announced
Date 03/09/2024
Today Moscow Exchange announced the results of the quarterly review for MOEX indices. All changes were made upon recommendations from the Index Committee and will be implemented from 20 September 2024. The Exchange has also set free floats and additional weighting factor for several companies.
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ISDA The Swap - Episode 43: Spotlight On Clearing
Date 03/09/2024
Clearing of derivatives has been a key regulatory objective since the 2008 financial crisis, but proposed changes to US capital rules would make clearing much more expensive. Scott O’Malia discusses the implications with LSEG’s Daniel Maguire.
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CME Group SOFR Futures Hit New Open Interest And Volume Records
Date 03/09/2024
CME Group, the world's leading derivatives marketplace, today announced that open interest in its deeply liquid SOFR futures set a new record of 12,701,232 contracts on August 28, as the product's average daily volume (ADV) reached a record 3.5 million contracts year-to-date.
