News Centre

Shanghai Stock Exchange Issues Guidelines No. 1 For Application Of Rules For Review Of Issuance And Listing On STAR Market - On-Site Supervision Of Sponsorship Business

Date 03/02/2021

In order to regulate the operations of the on-site supervision of the sponsorship business for issuance and listing on the Sci-Tech Innovation Board (STAR Market) and urge sponsors and securities service agencies to perform their duties diligently and effectively fulfill the responsibilities as “gatekeepers” of the capital market, the Shanghai Stock Exchange (SSE) has issued the Guidelines No. 1 of Shanghai Stock Exchange for Application of the Rules for Review of Issuance and Listing on the STAR Market - On-site Supervision of Sponsorship Business (the “On-site Supervision Guidelines” for short), based on the experience in the implementation of the on-site supervision.

Moscow Exchange: Risk Parameters Change For The Security GOOG-RM

Date 03/02/2021

As per the Securities market risk parameters methodology, on 03.02.2021, 10-16 (MSK) the upper bound of the price band (up to 161216) and initial margins (up to 17.5 %) for the security GOOG-RM were changed. New values are available here

Joint Session Of The 45th General Meeting Of Japan Financial System Council And The 33rd Meeting Of Sectional Committee On Financial System

Date 03/02/2021

Joint session of the 45th general meeting of Financial System Council and the 33rd meeting of Sectional Committee on Financial System will be held on February 8, 2021

SIX Welcomes Acceptance By The United Kingdom And Recognition Of Respective Trading Venues

Date 03/02/2021

After being presented to the United Kingdom (UK) parliament on 13 January 2021, the regulation recognizing the equivalence of the Swiss Stock Exchange entered into force on 3 February 2021. The Swiss Federal Department of Finance (FDF) has lifted the restrictions on the UK in return.

Zhengzhou Commodity Exchange: Notice On Night Trading Session During 2021 Spring Festival Holiday

Date 03/02/2021

According to Detailed Rules for Trading in Night Session of Zhengzhou Commodity Exchange, the Exchange hereby clarifies night trading session arrangement during 2021 Spring Festival holiday as follows:

No night trading session will be carried out on the night of February 10, 2021. Night trading session will be resumed on the night of February 18, 2021. The call auction session for all contracts on February 18, 2021 is from 08:55 a.m. to 09:00 a.m.

Hong Kong Securities And Futures Commission: Market Misconduct Tribunal Sanctions Li Yik Shuen For Insider Dealing In Meadville Holdings Limited Shares

Date 03/02/2021

The Market Misconduct Tribunal (MMT) has ordered that Ms Li Yik Shuen be banned from dealing in securities in Hong Kong for two years, effective from 2 February 2021, after finding her culpable of engaging in insider dealing in the shares of Meadville Holdings Limited (Meadville) following proceedings brought by the Securities and Futures Commission (SFC).

ASIC Successful Against Westpac Subsidiaries’ Appeal To High Court

Date 03/02/2021

The High Court has today confirmed that Westpac Bank subsidiaries, Westpac Securities Administration Limited (WSAL) and BT Funds Management Limited (BTFM), breached financial services laws, including the requirement to act in their clients’ best interests and the requirement to act honestly, efficiently and fairly.

New Research: Global Pandemic Brings Surge Of New And Experienced Retail Investors Into The Stock Market

Date 02/02/2021

In a year when a pandemic gripped the world, beginning and experienced retail investors flocked to the stock market using taxable, non-retirement investment accounts, according to new research by the FINRA Investor Education Foundation (FINRA Foundation) and NORC at the University of Chicago.

Statement From Secretary Of The US Treasury Janet L. Yellen On The Congressional Budget Office Economic Outlook Report

Date 02/02/2021

Yesterday’s CBO forecast is more evidence that we desperately need Congress to act on a rescue package.

NZX Shareholder Metrics - January 2021

Date 02/02/2021

Please see attached NZX Limited shareholder metrics for January 2021.