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NZX Shareholder Metrics - May 2025

Date 05/06/2025

Please see attached NZX Limited shareholder metrics for May 2025.

Statement On The Concept Release On Foreign Private Issuer Eligibility, SEC Commissioner Mark T. Uyeda, June 4, 2025

Date 04/06/2025

Thank you, Chairman Atkins, and thank you to the SEC staff for your presentation. One central issue that underpins today’s concept release is whether, and to what extent, the substance and frequency of disclosure by foreign issuers should differ from U.S. issuers when raising capital in the United States. How do we promote capital formation for companies and investment opportunities for investors, while minimizing the likelihood that foreign competitors might leverage regulatory vacuums to obtain a competitive advantage over their U.S. peers?

SIFMA Statement On Confirmation Of Michelle Bowman To Serve As Vice Chairman For Supervision Of The Fed Board Of Governors

Date 04/06/2025

SIFMA today released the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, on the confirmation of Michelle Bowman as Vice Chairman for Supervision of the Board of Governors of the Federal Reserve:

Complii Launches Capital Raising Management Solution For UK Stockbrokers And Advisors

Date 04/06/2025

Australian-based FinTech platform Complii Fintech Solutions has announced the launch of its Capital Raising solution in the UK.

Cboe Global Markets Reports Trading Volume For May 2025

Date 04/06/2025

Cboe Global Markets, Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, today reported May monthly trading volume statistics across its global business lines.

Readout: US Financial Stability Oversight Council Meeting On June 4, 2025

Date 04/06/2025

Today, U.S. Secretary of the Treasury Scott Bessent convened a meeting of the Financial Stability Oversight Council (Council) in executive session at the U.S. Department of the Treasury (Treasury).

Acting CFTC Chairman Pham To Deliver Keynote At Piper Sandler 2025 Global Exchange & Trading Conference

Date 04/06/2025

US Financial Stability Oversight Council Meeting

Date 04/06/2025

On Wednesday, June 4, Secretary of the Treasury Scott Bessent presided over a meeting of the Financial Stability Oversight Council (Council) at the Treasury Department.

Statement On The Concept Release On Foreign Private Issuer Eligibility, SEC Commissioner Caroline A. Crenshaw, June 4, 2025

Date 04/06/2025

Today we put out questions to industry participants around our framework for allowing foreign private issuers access to our markets.[1] It has been nearly two decades since we last visited this topic, and I agree that it is time for us to reconsider those rules. The framework that we have in place is premised on the expectation that foreign issuers seeking access to our markets will be subject to meaningful disclosure and oversight in their home jurisdictions. But the data posited by staff calls those assumptions into question. The markets have changed and we must too.

From Canada To The Caymans: Statement On Concept Release On Foreign Private Issuer Eligibility, SEC Commissioner Hester M. Peirce, June 4, 2025

Date 04/06/2025

Thank you, Mr. Chairman, Cicely, and Kelsey, and thank you to the staff for their efforts on this concept release. The questions we are posing are timely and appropriate. The Commission formally adopted rules meant to accommodate foreign companies attempting to register securities in the United States ninety years ago. The decision then was sensible. After all, American investors should not be prohibited from investing in good companies because our laws make selling to Americans more trouble than it is worth.