FTSE Mondo Visione Exchanges Index:
News Centre
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ISDA- The Swap: Episode 8: Diversity And Derivatives
Date 04/03/2021
The financial industry has increased its focus on improving gender diversity in the workforce in recent years, but there is still a long way to go. How can firms gain momentum in tackling this issue and what impact has the coronavirus pandemic had on diversity initiatives? PIMCO’s Tracey Jordal and Amanda Pullinger from 100 Women in Finance give their perspectives.
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First-Of-Its-Kind Study Identifies Drivers Of Chronic Fraud Victimization - AARP, FINRA Investor Education Foundation And Heart+Mind Strategies Identify Key Intervention Opportunities
Date 04/03/2021
AARP, the FINRA Investor Education Foundation (FINRA Foundation) and Heart+Mind Strategies today released Addressing the Challenge of Chronic Fraud Victimization, a study that identifies evidence-based ways to help repeat victims of financial fraud and their families. The study, published in recognition of National Consumer Protection Week (NCPW), used a behavior model to help illuminate factors that may contribute to repeat or chronic victimization by financial fraud schemes.
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SIFMA Joins Coalition Letter Highlighting Problems With The PRO Act
Date 04/03/2021
SIFMA today joined a coalition of trade associations, whose combined members provide financial services to more than 112 million American families, in a letter to Congressional leadership highlighting problems and possible unintended consequences of provisions within H.R. 842, known as the PRO Act:
“By effectively reclassifying independent contractors as employees, the PRO Act would create unintended consequences for the industry, and specifically insurance producers and independent financial advisors. These individuals are vital to ensuring that Main Street Americans have access to the important advice, products and services necessary to achieve their financial goals and protect their homes, families and businesses. In times of catastrophe, insurers engage independent contractors to provide a faster response for consumers experiencing loss. The PRO Act’s ‘ABC test’ could eliminate the choice a majority of practitioners have made to serve clients independently. In turn that could drastically reduce clients’ ability to access high quality advice for their insurance, investment and retirement security needs.”
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CFTC Financial Data For Futures Commission Merchants Update
Date 04/03/2021
Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs and RFEDs file their reports, but occasionally may be added later. For example: The 17th business day filing “due date" for February 28, 2015 financial reports was March 25, 2015. The 12 business day target for posting these data was April 10, 2015.
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Enhancing Focus On The SEC’s Enhanced Climate Change Efforts: SEC Commissioner Hester M. Peirce, SEC Commissioner Elad L. Roisman, March 4, 2021
Date 04/03/2021
Over the past two weeks, we and the public have seen a steady flow of SEC “climate” statements and press releases.[1] Our Divisions of Corporation Finance, Examinations, and Enforcement all have announced climate- or ESG-related initiatives. What does this “enhanced focus” on climate-related matters mean? The short answer is: it’s not yet clear. Do these announcements represent a change from current Commission practices or a continuation of the status quo with a new public relations twist? Time will tell. In the meantime, it is important to contextualize the recent announcements by providing some historical and procedural background.
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New York State Department Of Financial Services Superintendent Lacewell Announces Grant Of Dfs Trust Charter To Bitgo To Engage In New York’s Growing Virtual Currency Market
Date 04/03/2021
Superintendent of Financial Services Linda A. Lacewell announced today that the New York State Department of Financial Services (DFS) has granted a charter under New York Banking Law to BitGo New York Trust Company LLC (Bitgo NY) to operate as a limited liability trust company. With DFS approval, BitGo NY is authorized to provide digital asset custody and other related services to New York customers, including DFS supervised entities authorized to engage in virtual currency activity.
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US Department Of Justice: Cryptocurrency Fraudster Pleads Guilty To Securities Fraud And Money Laundering Charges In Multi-Million Dollar Investment Scheme
Date 04/03/2021
A citizen of Sweden pleaded guilty to securities fraud, wire fraud, and money laundering charges that defrauded more than 3,500 victims of more than $16 million.
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BOX Options Fee Change – April 2021
Date 04/03/2021
Effective April 1, 2021, BOX Options (“BOX”) is amending certain fees in Section VIII of the BOX Fee Schedule.1 First, the Exchange is eliminating the $1,500 monthly fee for additional Floor Market Maker podiums. Instead, additional Market Maker podiums will be assessed the $5,500 per month fee. Next, the Exchange is establishing a Desk Fee of $350 per month for all registered on-floor persons employed by or associated with a Participant. This Desk Fee will not be imposed on registered permit holders. The $100 per month Badge Fee for all registered on-floor persons will remain in place.
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Nigerian Stock Exchange To Commemorate IWD 2021, Host 7th Annual Ring The Bell For Gender Equality
Date 04/03/2021
The Nigerian Stock Exchange (NSE or The Exchange) will join securities exchanges all over the world to commemorate International Women’s Day 2021 and host its 7th Annual Ring the Bell for Gender Equality on Monday, 8 March 2021.
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Moscow Exchange: Risk Parameters Change For The Security FCX-RM
Date 04/03/2021
As per the Securities market risk parameters methodology, on 04.03.2021, 22-00 (MSK) the lower bound of the price band (up to 2146) and initial margins (up to 28.75 %) for the security FCX-RM were changed. New values are available here
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